DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

SWISSPARTNERS ADVISORS

SWISSPARTNERS ADVISORS AG, CRD 148721

ZURICH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dac9fcdb-93cf-4060-500e-eaf5d621018f

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 13
On other graphs: 0
Observed: Mar 29, 2012 to Mar 26, 2026
32 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.58 fund_share=0.0 institutional_share=0.2 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $892MItem 5.F on the latest filing (2026-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $892M
Private client RAUM: $513MderivedItem 5.D individuals plus high net worth individuals
Private client share: 58%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 114
Individual clients: 41
High net worth clients: 32
SEC number: 801-69940
CIK: 1805754
CRD: 148721
Filings on the tape: 32
First filed: Mar 29, 2012
Latest filed: Mar 26, 2026
Organised: Corporation

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AHLUWALIA, PETER, GURLEEN SINGH	CHIEF INVESTMENT OFFICER	Na	yes	10/2013	Oct 4, 2013	Mar 27, 2024
CHIARENZA, ALESSANDRO, NMN	CHIEF COMPLIANCE OFFICER	Na	yes	02/2023	Mar 29, 2023	Mar 27, 2024
DIETSCHE, CHRISTIAN	Director	Na	yes	12/2019	Mar 27, 2020	Mar 27, 2024
GOTTET, GERHARD, THEOPHIL	HEAD PORTFOLIO MANAGEMENT	Na	yes	07/2018	Mar 29, 2012	Mar 27, 2024
KOSTKIEWICZ, THOMAS, STANISLAUS	DIRECTOR / CHIEF LEGAL OFFICER	Na	yes	01/2012	Mar 29, 2012	Mar 27, 2024
PIERER KONZERNGESELLSCHAFT MBH	Shareholder	C	yes	09/2023	Oct 4, 2023	Mar 27, 2024
PIERER SWISS AG	Shareholder	C	yes	09/2023	Oct 4, 2023	Mar 27, 2024
Pierer, Stefan	Shareholder	C	yes	09/2023	Oct 4, 2023	Mar 27, 2024
SPILLMANN, DOMINIQUE, JOERG	CHIEF EXECUTIVE OFFICER	Na	yes	11/2008	Mar 29, 2012	Mar 27, 2024
SWISSPARTNERS GROUP AG	Shareholder	E	yes	12/2016	Mar 31, 2017	Mar 27, 2024
VOGT, WERNER	Shareholder	C	yes	09/2023	Oct 4, 2023	Mar 27, 2024
W. VOGT HOLDING AG	Shareholder	C	yes	09/2023	Oct 4, 2023	Mar 27, 2024
WINTSCH, MARKUS, JOHANNES	DIRECTOR / CHAIRMAN OF THE BOARD	Na	yes	07/2017	Jul 20, 2017	Mar 27, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SWISSPARTNERS AG, VADUZ	n/a	n/a	n/a	N	yes	n/a
SWISSPARTNERS AG, ZURICH	n/a	n/a	n/a	N	yes	n/a
SWISSPARTNERS INSURANCE COMPANY SPC LTD	n/a	n/a	n/a	N	yes	n/a
SWISSPARTNERS VERSICHERUNG AG	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 26, 2026	$892M	$892M	5	3	0	n/a	n/a
2024	Mar 27, 2025	$609M	$609M	5	3	0	n/a	n/a
2023	Mar 27, 2024	$551M	$551M	5	3	0	n/a	n/a
2022	Mar 29, 2023	$501M	$501M	5	4	0	n/a	n/a
2021	Mar 25, 2022	$582M	$582M	6	3	0	n/a	n/a
2020	Mar 26, 2021	$478M	$478M	7	4	0	n/a	n/a
2019	Mar 27, 2020	$447M	$447M	7	4	0	n/a	n/a
2018	Mar 25, 2019	$411M	$411M	7	4	0	n/a	n/a
2017	Mar 28, 2018	$437M	$437M	5	3	1	n/a	n/a
2016	Mar 31, 2017	$385M	$385M	5	3	n/a	n/a	n/a
2015	Mar 30, 2016	$366M	$366M	5	3	n/a	n/a	n/a
2014	Mar 18, 2015	$352M	$352M	4	2	n/a	n/a	n/a
2013	Mar 26, 2014	$343M	$343M	5	3	n/a	n/a	n/a
2012	Mar 28, 2013	$268M	$268M	4	2	n/a	n/a	n/a
2011	Mar 29, 2012	$255M	$255M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$892M	$609M	46.4%	$501M	21.2%	5	5	0	0

Relationships

Controls (13)

← SPILLMANN, DOMINIQUE, JOERGOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Mar 29, 2012 to Mar 27, 2024factForm ADV
← GOTTET, GERHARD, THEOPHILOwnerHEAD PORTFOLIO MANAGEMENT, ownership code NA, individual
Mar 29, 2012 to Mar 27, 2024factForm ADV
← KOSTKIEWICZ, THOMAS, STANISLAUSOwnerDIRECTOR / CHIEF LEGAL OFFICER, ownership code NA, individual
Mar 29, 2012 to Mar 27, 2024factForm ADV
← AHLUWALIA, PETER, GURLEEN SINGHOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Oct 4, 2013 to Mar 27, 2024factForm ADV
← WINTSCH, MARKUS, JOHANNESOwnerDIRECTOR / CHAIRMAN OF THE BOARD, ownership code NA, individual
Jul 20, 2017 to Mar 27, 2024factForm ADV
← DIETSCHE, CHRISTIANOwnerDIRECTOR, ownership code NA, individual
Mar 27, 2020 to Mar 27, 2024factForm ADV
← CHIARENZA, ALESSANDRO, NMNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 29, 2023 to Mar 27, 2024factForm ADV
← VOGT, WERNEROwnerSHAREHOLDER, ownership code C, individual
Oct 4, 2023 to Mar 27, 2024factForm ADV
← Pierer, StefanOwnerSHAREHOLDER, ownership code C, individual
Oct 4, 2023 to Mar 27, 2024factForm ADV
← PIERER KONZERNGESELLSCHAFT MBHOwnerSHAREHOLDER, ownership code C, foreign entity
Oct 4, 2023 to Mar 27, 2024factForm ADV
← PIERER SWISS AGOwnerSHAREHOLDER, ownership code C, foreign entity
Oct 4, 2023 to Mar 27, 2024factForm ADV
← SWISSPARTNERS GROUP AGOwnerSHAREHOLDER, ownership code E, foreign entity
Mar 31, 2017 to Mar 27, 2024factForm ADV
← W. VOGT HOLDING AGOwnerSHAREHOLDER, ownership code C, foreign entity
Oct 4, 2023 to Mar 27, 2024factForm ADV

Dated events

Occurred
Mar 26, 2026
Regulatory AUM changed
Swisspartners Advisors reported RAUM $891.8M, up 46% from $609.1M (2025-03-27 to 2026-03-26)
Form ADVobserved 6 days ago
$283M
Occurred
Oct 4, 2023
Control person joined
Werner Vogt (Shareholder) appeared on Schedule A of Swisspartners Advisors
Form ADVobserved 6 days ago
Occurred
Oct 4, 2023
Control person joined
Stefan Pierer (Shareholder) appeared on Schedule A of Swisspartners Advisors
Form ADVobserved 6 days ago
Occurred
Mar 29, 2023
Control person joined
Nmn Alessandro Chiarenza (Chief Compliance Officer) appeared on Schedule A of Swisspartners Advisors
Form ADVobserved 6 days ago
Occurred
Nov 3, 2022
Control person left
Barbara Maria Gorecka (Chief Compliance Officer) no longer on Schedule A of Swisspartners Advisors (listed 2022-08-08, absent 2022-11-03)
Form ADVobserved 6 days ago
Occurred
Mar 25, 2022
Control person left
Anton Josef Huber (Director) no longer on Schedule A of Swisspartners Advisors (listed 2021-03-26, absent 2022-03-25)
Form ADVobserved 6 days ago
Occurred
Mar 25, 2022
Control person left
Daryl James Dloughy (Director) no longer on Schedule A of Swisspartners Advisors (listed 2021-03-26, absent 2022-03-25)
Form ADVobserved 6 days ago
Occurred
Mar 27, 2020
Control person joined
Anton Josef Huber (Director) appeared on Schedule A of Swisspartners Advisors
Form ADVobserved 6 days ago
Occurred
Mar 27, 2020
Control person joined
Christian Dietsche (Director) appeared on Schedule A of Swisspartners Advisors
Form ADVobserved 6 days ago
Occurred
Mar 27, 2020
Control person joined
Daryl James Dloughy (Director) appeared on Schedule A of Swisspartners Advisors
Form ADVobserved 6 days ago
Occurred
Mar 27, 2020
Control person left
Alexander Marc Buhofer (Director) no longer on Schedule A of Swisspartners Advisors (listed 2019-03-25, absent 2020-03-27)
Form ADVobserved 6 days ago
Occurred
Mar 27, 2020
Control person left
Anne Caroline Fiala (Owner) no longer on Schedule A of Swisspartners Advisors (listed 2019-03-25, absent 2020-03-27)
Form ADVobserved 6 days ago
Occurred
Mar 25, 2019
Control person left
Lukas Peter Schroeder (Director) no longer on Schedule A of Swisspartners Advisors (listed 2018-07-18, absent 2019-03-25)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dac9fcdb-93cf-4060-500e-eaf5d621018f
First observed: Mar 29, 2012
Last observed: Mar 26, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SWISSPARTNERS ADVISORS

SWISSPARTNERS ADVISORS AG, CRD 148721

ZURICH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dac9fcdb-93cf-4060-500e-eaf5d621018f

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:06 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AHLUWALIA, PETER, GURLEEN SINGH

CHIEF INVESTMENT OFFICER

yes

10/2013

Oct 4, 2013

Mar 27, 2024

CHIARENZA, ALESSANDRO, NMN

CHIEF COMPLIANCE OFFICER

yes

02/2023

Mar 29, 2023

Mar 27, 2024

DIETSCHE, CHRISTIAN

Director

yes

12/2019

Mar 27, 2020

Mar 27, 2024

GOTTET, GERHARD, THEOPHIL

HEAD PORTFOLIO MANAGEMENT

yes

07/2018

Mar 29, 2012

Mar 27, 2024

KOSTKIEWICZ, THOMAS, STANISLAUS

DIRECTOR / CHIEF LEGAL OFFICER

yes

01/2012

Mar 29, 2012

Mar 27, 2024

PIERER KONZERNGESELLSCHAFT MBH

Shareholder

yes

09/2023

Oct 4, 2023

Mar 27, 2024

PIERER SWISS AG

Shareholder

yes

09/2023

Oct 4, 2023

Mar 27, 2024

Pierer, Stefan

Shareholder

yes

09/2023

Oct 4, 2023

Mar 27, 2024

SPILLMANN, DOMINIQUE, JOERG

CHIEF EXECUTIVE OFFICER

yes

11/2008

Mar 29, 2012

Mar 27, 2024

SWISSPARTNERS GROUP AG

Shareholder

yes

12/2016

Mar 31, 2017

Mar 27, 2024

VOGT, WERNER

Shareholder

yes

09/2023

Oct 4, 2023

Mar 27, 2024

W. VOGT HOLDING AG

Shareholder

yes

09/2023

Oct 4, 2023

Mar 27, 2024

WINTSCH, MARKUS, JOHANNES

DIRECTOR / CHAIRMAN OF THE BOARD

yes

07/2017

Jul 20, 2017

Mar 27, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SWISSPARTNERS AG, VADUZ

n/a

yes

n/a

SWISSPARTNERS AG, ZURICH

n/a

yes

n/a

SWISSPARTNERS INSURANCE COMPANY SPC LTD

n/a

yes

n/a

SWISSPARTNERS VERSICHERUNG AG

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 26, 2026

$892M

n/a

2024

Mar 27, 2025

$609M

n/a

2023

Mar 27, 2024

$551M

n/a

2022

Mar 29, 2023

$501M

n/a

2021

Mar 25, 2022

$582M

n/a

2020

Mar 26, 2021

$478M

n/a

2019

Mar 27, 2020

$447M

n/a

2018

Mar 25, 2019

$411M

n/a

2017

Mar 28, 2018

$437M

n/a

2016

Mar 31, 2017

$385M

n/a

2015

Mar 30, 2016

$366M

n/a

2014

Mar 18, 2015

$352M

n/a

2013

Mar 26, 2014

$343M

n/a

2012

Mar 28, 2013

$268M

n/a

2011

Mar 29, 2012

$255M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$892M

$609M

46.4%

$501M

21.2%