DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
S••••••••• A•••••••
Legal name S••••••••• A••••••• A•
Latest filing Mar 26, 2026
First filing on the tape Mar 29, 2012 · 32 filings
SEC status approved since Feb 26, 2009
RAUM
$892M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
58%
$513M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$892M as of Mar 26, 2026
Mar 29, 2012$255M then
HNW client RAUM$209M as of Mar 26, 2026
Mar 28, 2018$208M then
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Mar 28, 20132 then
Employees (5.A)5 as of Mar 26, 2026
Mar 28, 20134 then
Private funds: no history
RAUM +46% over the last fiscal year+21% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.5MderivedHNW RAUM over HNW clients
- Average account
- $7.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 20%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +46%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +11%derived
- Compensation
- percentage of assets, fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$304M34%
- High-net-worth individuals$209M23%
- Corporations and businesses$199M22%
- Insurance companies$180M20%
- Individual clients
- 41reported
- HNW clients
- 32reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 114reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.58 fund_share=0.0 institutional_share=0.2 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A••••••••• P••••• G•••••• S•••• · Chief Investment Officercontrolsince 10/2013 · owns less than 5%
- C••••••••• A••••••••• N•• · Chief Compliance Officercontrolsince 02/2023 · owns less than 5%
- D•••••••• C•••••••• · Directorcontrolsince 12/2019 · owns less than 5%
- G•••••• G••••••• T••••••• · Head Portfolio Managementcontrolsince 07/2018 · owns less than 5%
- K••••••••• T•••••• S••••••••• · Director / Chief Legal Officercontrolsince 01/2012 · owns less than 5%
- S••••••••• D••••••••• J•••• · Chief Executive Officercontrolsince 11/2008 · owns less than 5%
- W••••••• M•••••• J••••••• · Director / Chairman Of The Boardcontrolsince 07/2017 · owns less than 5%
- P•••••• S••••• · Shareholdercontrolsince 09/2023 · owns 25% to 50% of P••••• K••••••••• M••
- V•••• W••••• · Shareholdercontrolsince 09/2023 · owns 25% to 50% of W• V••• H•••••• A•
Entity owners
- S••••••••• G•••• A• · Shareholderdirect · owns 75% or more
- P••••• K••••••••• M•• · Shareholderindirect · owns 25% to 50% of P••••• S•••• A•
- P••••• S•••• A• · Shareholderindirect · owns 25% to 50% of S••••••••• G•••• A•
- W• V••• H•••••• A• · Shareholderindirect · owns 25% to 50% of S••••••••• G•••• A•
Related persons
Schedule D 7.A
- S••••••••• A•• V••••investment adviserpooled vehicle sponsorn
- S••••••••• A•• Z•••••investment advisern
- S••••••••• I•••••••• C•••••• S•• L••real estaten
- S••••••••• V••••••••• A•real estaten
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- unusually large average accountStatic outlier · filing Mar 26, 2026RAUM per account of $7,822,761 against a peer median of $610,947 (1443 comparable advisers, 98.0th percentile, 4.9 robust deviations)peers: independent wealth managers, $500M to $1B (1,443) · 98% percentile
- RAUM up 25 %Change between filings · filing Mar 26, 2026RAUM (Item 5.F) moved from $609,103,283 to $891,794,772 (+46.0%) between the annual amendments of 2025-03-27 and 2026-03-26; the peer median change was +16.0% (1385 comparable advisers, 93.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,385) · 93% percentile
What changed
consecutive filings, newest first
- Accounts · 104 to 114Mar 27, 2025 to Mar 26, 2026
- Corporate clients · 14 to 17Mar 27, 2025 to Mar 26, 2026
- HNW clients · 34 to 32Mar 27, 2025 to Mar 26, 2026
- Individual clients · 32 to 41Mar 27, 2025 to Mar 26, 2026
- Discretionary RAUM · $609M to $892MMar 27, 2025 to Mar 26, 2026
- HNW RAUM · $190M to $209MMar 27, 2025 to Mar 26, 2026
- Individual RAUM · $167M to $304MMar 27, 2025 to Mar 26, 2026
- RAUM · $609M to $892MMar 27, 2025 to Mar 26, 2026
- Accounts · 95 to 104Mar 27, 2024 to Mar 27, 2025
- Corporate clients · 13 to 14Mar 27, 2024 to Mar 27, 2025
- HNW clients · 40 to 34Mar 27, 2024 to Mar 27, 2025
- Individual clients · 25 to 32Mar 27, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 27, 2025
- HQ state · unset to Mar 27, 2024 to Mar 27, 2025
- Discretionary RAUM · $551M to $609MMar 27, 2024 to Mar 27, 2025
- HNW RAUM · $189M to $190MMar 27, 2024 to Mar 27, 2025
- Individual RAUM · $138M to $167MMar 27, 2024 to Mar 27, 2025
- RAUM · $551M to $609MMar 27, 2024 to Mar 27, 2025
- Accounts · 98 to 95Oct 4, 2023 to Mar 27, 2024
- HNW clients · 44 to 40Oct 4, 2023 to Mar 27, 2024
- Individual clients · 20 to 25Oct 4, 2023 to Mar 27, 2024
- State-registered IARs · 2 to 0Oct 4, 2023 to Mar 27, 2024
- Discretionary RAUM · $501M to $551MOct 4, 2023 to Mar 27, 2024
- HNW RAUM · $229M to $189MOct 4, 2023 to Mar 27, 2024
- Individual RAUM · $72.3M to $138MOct 4, 2023 to Mar 27, 2024
- RAUM · $501M to $551MOct 4, 2023 to Mar 27, 2024
- Advisory employees · 4 to 3May 26, 2023 to Oct 4, 2023
- Advisory activities · 1 to 2May 26, 2023 to Oct 4, 2023
- Advisory employees · 3 to 4Nov 3, 2022 to Mar 29, 2023
- Corporate clients · 15 to 13Nov 3, 2022 to Mar 29, 2023
- HNW clients · 41 to 44Nov 3, 2022 to Mar 29, 2023
- Individual clients · 21 to 20Nov 3, 2022 to Mar 29, 2023
- Employees · 4 to 5Nov 3, 2022 to Mar 29, 2023
- Discretionary RAUM · $582M to $501MNov 3, 2022 to Mar 29, 2023
- HNW RAUM · $240M to $229MNov 3, 2022 to Mar 29, 2023
- Individual RAUM · $77.5M to $72.3MNov 3, 2022 to Mar 29, 2023
- RAUM · $582M to $501MNov 3, 2022 to Mar 29, 2023
- Employees · 5 to 4Aug 8, 2022 to Nov 3, 2022
- Employees · 6 to 5Mar 25, 2022 to Aug 8, 2022
- Accounts · 93 to 98Mar 26, 2021 to Mar 25, 2022
Signals
13 dated events
- S••••••••• A••••••• reported RAUM $891.8M, up 46% from $609.1M (2025-03-27 to 2026-03-26)Mar 26, 2026 · RAUM change · derived
- Werner Vogt (Shareholder) appeared on Schedule A of S••••••••• A•••••••Oct 4, 2023 · Control person joined · fact
- S••••• P••••• (Shareholder) appeared on Schedule A of S••••••••• A•••••••Oct 4, 2023 · Control person joined · fact
- Nmn Alessandro Chiarenza (Chief Compliance Officer) appeared on Schedule A of S••••••••• A•••••••Mar 29, 2023 · Control person joined · fact
- Barbara Maria Gorecka (Chief Compliance Officer) no longer on Schedule A of S••••••••• A••••••• (listed 2022-08-08, absent 2022-11-03)Nov 3, 2022 · Control person left · inference
- Anton Josef Huber (Director) no longer on Schedule A of S••••••••• A••••••• (listed 2021-03-26, absent 2022-03-25)Mar 25, 2022 · Control person left · inference
- Daryl James Dloughy (Director) no longer on Schedule A of S••••••••• A••••••• (listed 2021-03-26, absent 2022-03-25)Mar 25, 2022 · Control person left · inference
- Christian Dietsche (Director) appeared on Schedule A of S••••••••• A•••••••Mar 27, 2020 · Control person joined · fact
- Daryl James Dloughy (Director) appeared on Schedule A of S••••••••• A•••••••Mar 27, 2020 · Control person joined · fact
- Alexander Marc Buhofer (Director) no longer on Schedule A of S••••••••• A••••••• (listed 2019-03-25, absent 2020-03-27)Mar 27, 2020 · Control person left · inference
- Anne Caroline Fiala (Owner) no longer on Schedule A of S••••••••• A••••••• (listed 2019-03-25, absent 2020-03-27)Mar 27, 2020 · Control person left · inference
- Anton Josef Huber (Director) appeared on Schedule A of S••••••••• A•••••••Mar 27, 2020 · Control person joined · fact
- Lukas Peter Schroeder (Director) no longer on Schedule A of S••••••••• A••••••• (listed 2018-07-18, absent 2019-03-25)Mar 25, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@swisspartners-advisors.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 888-772-5830reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- swisspartners-advisors.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 41 58 200 0 800reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026