DFX Intelligence

S•••• M••••••••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

S•••• M••••••••• M••••••••

Advisor at F••••••••• I••••••••• A••••••• L••

PHOENIX, AZ | MOULTONBOROUGH, NH

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Search this name across graphsid dfx:ria:dad33a80-2587-440c-520a-43fa4091a9c3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 12, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••••• I••••••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••••• I••••••••• A••••••• L••	Independent wealth	Feb 3, 2017	n/a	yes	MOULTONBOROUGH, NH\|PHOENIX, AZ	Current employment
V••••• C•••••• M••••••••• L••	Independent wealth	Sep 12, 2016	Feb 2, 2017	no	MILFORD, NH\|BRENTWOOD, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••••• C•••••• M••••••••• L••	F••••••••• I••••••••• A••••••• L••	Feb 2, 2017	Feb 3, 2017	1	Firm change	Other

Relationships

Registered with (2)

→ F••••••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Feb 3, 2017 to presentfactForm ADV
→ V••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Sep 12, 2016 to Feb 2, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dad33a80-2587-440c-520a-43fa4091a9c3
First observed: Sep 12, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.