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RIA / WealthAdvisordual registered (broker-dealer)45 years in industry

C. LEWIS JOHNSON

Advisor at SECURITY CAPITAL MANAGEMENT

VIENNA, WV

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dad5be61-9772-d615-9b65-ba7d3f5543df

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 26, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SECURITY CAPITAL MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 17, 1981earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Feb 17, 1981
First registration: Jan 26, 1998
Dual registered: yes, broker-dealer
Other names: LEW JOHNSON|C LEWIS JOHNSON|CARL LEWIS JOHNSON|LEW JOHNSON
IAPD individual key: 724293

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SECURITY CAPITAL MANAGEMENT	Independent wealth	Jun 2, 2009	n/a	yes	VIENNA, WV	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 26, 1998	Jun 3, 2009	no	MARIETTA, OH\|VIENNA, WV	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	SECURITY CAPITAL MANAGEMENT	Jun 3, 2009	Jun 2, 2009	-1	Firm change	Other

Relationships

Registered with (2)

→ SECURITY CAPITAL MANAGEMENTRegistered adviserregistration: current employment
Jun 2, 2009 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 26, 1998 to Jun 3, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dad5be61-9772-d615-9b65-ba7d3f5543df
First observed: Jan 26, 1998
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

C. LEWIS JOHNSON

Advisor at SECURITY CAPITAL MANAGEMENT

VIENNA, WV

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dad5be61-9772-d615-9b65-ba7d3f5543df

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:53 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

SECURITY CAPITAL MANAGEMENT

Independent wealth

Jun 2, 2009

n/a

yes

VIENNA, WV

Current employment

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Wirehouse

Jan 26, 1998

Jun 3, 2009

MARIETTA, OH|VIENNA, WV

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

SECURITY CAPITAL MANAGEMENT

Jun 3, 2009

Jun 2, 2009

-1

Firm change

Other