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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

SAPIENCE INVESTMENTS, LLC

CRD 284720

IRVINE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dadafbb0-5a7d-ea06-59f6-f3443f74d103

Data as of Mar 31, 2025 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 5
On other graphs: 0
Observed: Aug 10, 2016 to Mar 31, 2025
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $185MItem 5.F on the latest filing (2025-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $185M
Private client RAUM: $1.1MderivedItem 5.D individuals plus high net worth individuals
Private client share: 1%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 9
High net worth clients: 4
SEC number: 801-108274
CRD: 284720
Filings on the tape: 15
First filed: Aug 10, 2016
Latest filed: Mar 31, 2025
Organised: Limited Liability Company, DE
Website: sapienceinv.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ESTANCIA CAPITAL PARTNERS, LP	MEMBER/OWNER	C	yes	02/2016	Aug 10, 2016	Mar 28, 2024
ESTANCIA GP, LLC	GENERAL PARTNER	F	yes	07/2009	Aug 10, 2016	Mar 28, 2024
ESTANCIA MANAGING DIRECTORS, LLC	MANAGING MEMBER / OWNER	E	yes	07/2009	Aug 10, 2016	Mar 28, 2024
KANG, DANNY, ALLAN	BOARD MEMBER	Na	yes	09/2016	Aug 10, 2016	Mar 28, 2024
MENDEZ, MICHAEL, CASARES	MANAGING MEMBER/OWNER	D	yes	07/2009	Aug 10, 2016	Mar 28, 2024
MENDEZ, MICHAEL, CASARES	BOARD MEMBER	Na	yes	09/2016	Aug 10, 2016	Mar 28, 2024
PARTRIDGE, SCOTT, LOUIS	CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER	Na	yes	09/2016	Sep 28, 2016	Mar 28, 2024
RAUH, WILLIAM, EDWARD	BOARD MEMBER	Na	yes	05/2017	Mar 28, 2018	Mar 28, 2024
SIKKA, SAMIR	CHIEF EXECUTIVE OFFICER / CHIEF INVESTMENT OFFICER	D	yes	09/2016	Sep 28, 2016	Mar 28, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ESTANCIA CAPITAL MANAGEMENT, LLC	n/a	Asset manager	$908M	N	yes	n/a
ESTANCIA GP, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Mar 31, 2025	$185M	$185M	7	4	0	n/a	n/a
2023	Mar 28, 2024	$443M	$443M	9	5	0	n/a	n/a
2022	Mar 31, 2023	$523M	$523M	9	5	0	n/a	n/a
2021	Mar 30, 2022	$914M	$914M	10	6	0	n/a	n/a
2020	Mar 24, 2021	$760M	$760M	9	6	0	n/a	n/a
2019	Mar 23, 2020	$773M	$773M	9	6	0	n/a	n/a
2018	Mar 15, 2019	$648M	$648M	11	7	0	n/a	n/a
2017	Mar 28, 2018	$772M	$772M	11	7	0	n/a	n/a
2016	Mar 31, 2017	$660M	$660M	11	7	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$185M	$443M	-58.3%	$914M	-41.3%	7	9	0	0

Relationships

Affiliated with (5)

← ESTANCIA CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
← NORTH SQUARE INVESTMENTS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← CS MCKEERegistered adviserother investment adviser, common control
factForm ADV
→ ESTANCIA CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
← NSI RETAIL ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (8)

← MENDEZ, MICHAEL, CASARESOwnerMANAGING MEMBER/OWNER, ownership code D, individual
Aug 10, 2016 to Mar 28, 2024factForm ADV
← KANG, DANNY, ALLANOwnerBOARD MEMBER, ownership code NA, individual
Aug 10, 2016 to Mar 28, 2024factForm ADV
← SIKKA, SAMIROwnerCHIEF EXECUTIVE OFFICER / CHIEF INVESTMENT OFFICER, ownership code D, individual
Sep 28, 2016 to Mar 28, 2024factForm ADV
← PARTRIDGE, SCOTT, LOUISOwnerCHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 28, 2016 to Mar 28, 2024factForm ADV
← RAUH, WILLIAM, EDWARDOwnerBOARD MEMBER, ownership code NA, individual
Mar 28, 2018 to Mar 28, 2024factForm ADV
← ESTANCIA CAPITAL PARTNERS, LPOwnerMEMBER/OWNER, ownership code C, domestic entity
Aug 10, 2016 to Mar 28, 2024factForm ADV
← ESTANCIA GP, LLCOwnerGENERAL PARTNER, ownership code F, domestic entity
Aug 10, 2016 to Mar 28, 2024factForm ADV
← ESTANCIA MANAGING DIRECTORS, LLCOwnerMANAGING MEMBER / OWNER, ownership code E, domestic entity
Aug 10, 2016 to Mar 28, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 31, 2025
Regulatory AUM changed
Sapience Investments, Llc reported RAUM $184.7M, down 58% from $443.0M (2024-03-28 to 2025-03-31)
Form ADVobserved 6 days ago
$-258M
Occurred
Mar 31, 2023
Regulatory AUM changed
Sapience Investments, Llc reported RAUM $523.3M, down 43% from $914.2M (2022-03-30 to 2023-03-31)
Form ADVobserved 6 days ago
$-391M
Occurred
Aug 8, 2019
Control person left
Ellis Nathan Statler (Chief Compliance Officer) no longer on Schedule A of Sapience Investments, Llc (listed 2019-03-15, absent 2019-08-08)
Form ADVobserved 6 days ago
Occurred
Aug 10, 2016
First Form ADV filing
Wing Asset Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Show 1 bookkeeping events

Occurred
Apr 1, 2026
Sapience Investments, Llc no longer on the SEC adviser roster (last listed 2026-03-02, RAUM $184.7M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dadafbb0-5a7d-ea06-59f6-f3443f74d103
First observed: Aug 10, 2016
Last observed: Mar 31, 2025 17 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SAPIENCE INVESTMENTS, LLC

CRD 284720

IRVINE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dadafbb0-5a7d-ea06-59f6-f3443f74d103

Data as of Mar 31, 2025 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:43 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ESTANCIA CAPITAL PARTNERS, LP

MEMBER/OWNER

yes

02/2016

Aug 10, 2016

Mar 28, 2024

ESTANCIA GP, LLC

GENERAL PARTNER

yes

07/2009

Aug 10, 2016

Mar 28, 2024

ESTANCIA MANAGING DIRECTORS, LLC

MANAGING MEMBER / OWNER

yes

07/2009

Aug 10, 2016

Mar 28, 2024

KANG, DANNY, ALLAN

BOARD MEMBER

yes

09/2016

Aug 10, 2016

Mar 28, 2024

MENDEZ, MICHAEL, CASARES

MANAGING MEMBER/OWNER

yes

07/2009

Aug 10, 2016

Mar 28, 2024

MENDEZ, MICHAEL, CASARES

BOARD MEMBER

yes

09/2016

Aug 10, 2016

Mar 28, 2024

PARTRIDGE, SCOTT, LOUIS

CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER

yes

09/2016

Sep 28, 2016

Mar 28, 2024

RAUH, WILLIAM, EDWARD

BOARD MEMBER

yes

05/2017

Mar 28, 2018

Mar 28, 2024

SIKKA, SAMIR

CHIEF EXECUTIVE OFFICER / CHIEF INVESTMENT OFFICER

yes

09/2016

Sep 28, 2016

Mar 28, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ESTANCIA CAPITAL MANAGEMENT, LLC

n/a

Asset manager

$908M

yes

n/a

ESTANCIA GP, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Mar 31, 2025

$185M

n/a

2023

Mar 28, 2024

$443M

n/a

2022

Mar 31, 2023

$523M

n/a

2021

Mar 30, 2022

$914M

n/a

2020

Mar 24, 2021

$760M

n/a

2019

Mar 23, 2020

$773M

n/a

2018

Mar 15, 2019

$648M

n/a

2017

Mar 28, 2018

$772M

n/a

2016

Mar 31, 2017

$660M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$185M

$443M

-58.3%

$914M

-41.3%