DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

NSI RETAIL ADVISORS, LLC

CRD 312148

WARRENDALE, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:165414df-b5e1-548f-c6ed-e8f4dd278508

Data as of Mar 29, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 29
Dated events: 3
On other graphs: 0
Observed: Dec 18, 2020 to Mar 29, 2024
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $703MItem 5.F on the latest filing (2024-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $703M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 5
Individual clients: 0
High net worth clients: 0
SEC number: 801-120192
CRD: 312148
Filings on the tape: 8
First filed: Dec 18, 2020
Latest filed: Mar 29, 2024
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALLEN, BRIAN, SCOTT	CHIEF INVESTMENT OFFICER	Na	yes	07/2023	Mar 29, 2024	Mar 29, 2024
COX, BRADLEY, WILLIAM	CHIEF FINANCIAL OFFICER	Na	yes	07/2023	Jun 13, 2023	Mar 29, 2024
CSM GROUP HOLDINGS LLC	SOLE MEMBER OF CSM GROUP INTERMEDIATE HOLDINGS LLC	E	yes	03/2021	Mar 30, 2021	Mar 29, 2024
CSM GROUP INTERMEDIATE HOLDINGS LLC	SOLE MEMBER OF NSIR INTERMEDIATE HOLDINGS LLC	E	yes	03/2021	Mar 30, 2021	Mar 29, 2024
CSM HOLDINGS, LLC	SOLE MEMBER OF CSM GROUP HOLDINGS LLC	E	yes	03/2021	Dec 18, 2020	Mar 29, 2024
ESTANCIA CAPITAL PARTNERS FUND II, L.P.	Member	E	yes	11/2020	Dec 18, 2020	Mar 29, 2024
ESTANCIA GP II, L.P.	GENERAL PARTNER	F	yes	11/2020	Dec 18, 2020	Mar 29, 2024
ESTANCIA UGP II, LLC	GENERAL PARTNER	F	yes	11/2020	Dec 18, 2020	Mar 29, 2024
GENSHEIMER, MARK, RICHARD	President	Na	yes	11/2020	Dec 18, 2020	Mar 29, 2024
GOODWIN, MARK, DAVID	Chairman	Na	yes	11/2020	Dec 18, 2020	Mar 29, 2024
KANG, DANNY, ALLAN	MANAGING DIRECTOR	F	yes	11/2020	Dec 18, 2020	Mar 29, 2024
MENDEZ, MICHAEL, CASARES	MANAGING DIRECTOR	F	yes	11/2020	Dec 18, 2020	Mar 29, 2024
MOLOTSKY, ALAN, EUGENE	CHIEF LEGAL OFFICER	Na	yes	11/2020	Dec 18, 2020	Mar 29, 2024
MORIUCHI, TAKASHI, BAYARD	MANAGING DIRECTOR	F	yes	11/2020	Dec 18, 2020	Mar 29, 2024
NSI HOLDCO, LLC	MEMBER OF CSM HOLDINGS LLC	E	yes	11/2020	Dec 18, 2020	Mar 29, 2024
NSIR INTERMEDIATE HOLDINGS LLC	SOLE OWNER	E	yes	03/2021	Mar 30, 2021	Mar 29, 2024
SKREPPEN, ULF, ARTHUR	COO/CCO	Na	yes	07/2021	Dec 18, 2020	Mar 29, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PRUDENT MAN ADVISORS, LLC	n/a	Asset manager	$31B	N	yes	n/a
CSM ADVISORS, LLC	n/a	Institutional manager	$12B	N	yes	n/a
SNOWDEN CAPITAL ADVISORS LLC	n/a	Bd affiliated wealth	$8.9B	N	yes	n/a
GENEVA CAPITAL MANAGEMENT LLC	n/a	Other adviser	$5.6B	N	yes	n/a
NORTH SQUARE INVESTMENTS, LLC	n/a	Asset manager	$3.2B	N	yes	n/a
ESTANCIA CAPITAL MANAGEMENT, LLC	n/a	Asset manager	$908M	N	yes	n/a
SAPIENCE INVESTMENTS, LLC	n/a	Former SEC adviser	$185M	N	yes	n/a
ABEL NOSER SOLUTIONS, LLC	n/a	Former SEC adviser	n/a	N	yes	n/a
ABEL NOSER, LLC.	n/a	State registered	n/a	N	yes	n/a
ESTANCIA GP II, LP	n/a	n/a	n/a	N	yes	n/a
ESTANCIA GP, LLC	n/a	n/a	n/a	N	yes	n/a
PMA SECURITIES, LLC	n/a	n/a	n/a	N	yes	n/a
SNOWDEN ACCOUNT SERVICES LLC	n/a	n/a	n/a	N	yes	n/a
SNOWDEN INSURANCE SERVICES LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2023	Mar 29, 2024	$703M	$703M	4	4	n/a	n/a
2022	Mar 31, 2023	$680M	$680M	3	3	n/a	n/a
2021	Mar 28, 2022	$782M	$782M	3	3	n/a	n/a
2020	Mar 30, 2021	n/a	n/a	4	1	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$703M	$680M	3.3%	n/a	n/a	4	3	0	0

Relationships

Affiliated with (12)

← ESTANCIA CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
← NORTH SQUARE INVESTMENTS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← CS MCKEERegistered adviserother investment adviser, control, common control
factForm ADV
→ GENEVA CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
→ SNOWDEN CAPITAL ADVISORS LLCRegistered adviserother investment adviser, common control
factForm ADV
→ ESTANCIA CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ ANOS CAPITAL, L.L.C.Registered adviserother investment adviser, broker-dealer, common control
factForm ADV
→ SAPIENCE INVESTMENTS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ NORTH SQUARE INVESTMENTS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ ZENO AN SOLUTIONSRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
→ PTMA INVESTMENT ADVISORSRegistered adviserother investment adviser, common control
factForm ADV
→ CS MCKEERegistered adviserother investment adviser, common control
factForm ADV

Controls (16)

← GENSHEIMER, MARK, RICHARDOwnerPRESIDENT, ownership code NA, individual
Dec 18, 2020 to presentfactForm ADV
← MENDEZ, MICHAEL, CASARESOwnerMANAGING DIRECTOR, ownership code F, individual
Dec 18, 2020 to presentfactForm ADV
← ALLEN, BRIAN, SCOTTOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Mar 29, 2024 to presentfactForm ADV
← KANG, DANNY, ALLANOwnerMANAGING DIRECTOR, ownership code F, individual
Dec 18, 2020 to presentfactForm ADV
← MORIUCHI, TAKASHI, BAYARDOwnerMANAGING DIRECTOR, ownership code F, individual
Dec 18, 2020 to presentfactForm ADV
← GOODWIN, MARK, DAVIDOwnerCHAIRMAN, ownership code NA, individual
Dec 18, 2020 to presentfactForm ADV
← COX, BRADLEY, WILLIAMOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Jun 13, 2023 to presentfactForm ADV
← SKREPPEN, ULF, ARTHUROwnerCOO/CCO, ownership code NA, individual
Dec 18, 2020 to presentfactForm ADV
← MOLOTSKY, ALAN, EUGENEOwnerCHIEF LEGAL OFFICER, ownership code NA, individual
Dec 18, 2020 to presentfactForm ADV
← CSM GROUP HOLDINGS LLCOwnerSOLE MEMBER OF CSM GROUP INTERMEDIATE HOLDINGS LLC, ownership code E, domestic entity
Mar 30, 2021 to presentfactForm ADV
← CSM GROUP INTERMEDIATE HOLDINGS LLCOwnerSOLE MEMBER OF NSIR INTERMEDIATE HOLDINGS LLC, ownership code E, domestic entity
Mar 30, 2021 to presentfactForm ADV
← ESTANCIA CAPITAL PARTNERS FUND II, L.P.OwnerMEMBER, ownership code E, domestic entity
Dec 18, 2020 to presentfactForm ADV
← ESTANCIA GP II, L.P.OwnerGENERAL PARTNER, ownership code F, domestic entity
Dec 18, 2020 to presentfactForm ADV
← ESTANCIA UGP II, LLCOwnerGENERAL PARTNER, ownership code F, domestic entity
Dec 18, 2020 to presentfactForm ADV
← NSI HOLDCO, LLCOwnerMEMBER OF CSM HOLDINGS LLC, ownership code E, domestic entity
Dec 18, 2020 to presentfactForm ADV
← NSIR INTERMEDIATE HOLDINGS LLCOwnerSOLE OWNER, ownership code E, domestic entity
Mar 30, 2021 to presentfactForm ADV

Dated events

Occurred
Mar 29, 2024
Control person joined
Scott Brian Allen (Chief Investment Officer) appeared on Schedule A of Nsi Retail Advisors, Llc
Form ADVobserved 4 days ago
Occurred
Jun 13, 2023
Control person joined
William Bradley Cox (Chief Financial Officer) appeared on Schedule A of Nsi Retail Advisors, Llc
Form ADVobserved 4 days ago
Occurred
Dec 18, 2020
First Form ADV filing
Nsi Retail Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:165414df-b5e1-548f-c6ed-e8f4dd278508
First observed: Dec 18, 2020
Last observed: Mar 29, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NSI RETAIL ADVISORS, LLC

CRD 312148

WARRENDALE, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:165414df-b5e1-548f-c6ed-e8f4dd278508

Data as of Mar 29, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:27 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALLEN, BRIAN, SCOTT

CHIEF INVESTMENT OFFICER

yes

07/2023

Mar 29, 2024

COX, BRADLEY, WILLIAM

CHIEF FINANCIAL OFFICER

yes

07/2023

Jun 13, 2023

Mar 29, 2024

CSM GROUP HOLDINGS LLC

SOLE MEMBER OF CSM GROUP INTERMEDIATE HOLDINGS LLC

yes

03/2021

Mar 30, 2021

Mar 29, 2024

CSM GROUP INTERMEDIATE HOLDINGS LLC

SOLE MEMBER OF NSIR INTERMEDIATE HOLDINGS LLC

yes

03/2021

Mar 30, 2021

Mar 29, 2024

CSM HOLDINGS, LLC

SOLE MEMBER OF CSM GROUP HOLDINGS LLC

yes

03/2021

Dec 18, 2020

Mar 29, 2024

ESTANCIA CAPITAL PARTNERS FUND II, L.P.

Member

yes

11/2020

Dec 18, 2020

Mar 29, 2024

ESTANCIA GP II, L.P.

GENERAL PARTNER

yes

11/2020

Dec 18, 2020

Mar 29, 2024

ESTANCIA UGP II, LLC

GENERAL PARTNER

yes

11/2020

Dec 18, 2020

Mar 29, 2024

GENSHEIMER, MARK, RICHARD

President

yes

11/2020

Dec 18, 2020

Mar 29, 2024

GOODWIN, MARK, DAVID

Chairman

yes

11/2020

Dec 18, 2020

Mar 29, 2024

KANG, DANNY, ALLAN

MANAGING DIRECTOR

yes

11/2020

Dec 18, 2020

Mar 29, 2024

MENDEZ, MICHAEL, CASARES

MANAGING DIRECTOR

yes

11/2020

Dec 18, 2020

Mar 29, 2024

MOLOTSKY, ALAN, EUGENE

CHIEF LEGAL OFFICER

yes

11/2020

Dec 18, 2020

Mar 29, 2024

MORIUCHI, TAKASHI, BAYARD

MANAGING DIRECTOR

yes

11/2020

Dec 18, 2020

Mar 29, 2024

NSI HOLDCO, LLC

MEMBER OF CSM HOLDINGS LLC

yes

11/2020

Dec 18, 2020

Mar 29, 2024

NSIR INTERMEDIATE HOLDINGS LLC

SOLE OWNER

yes

03/2021

Mar 30, 2021

Mar 29, 2024

SKREPPEN, ULF, ARTHUR

COO/CCO

yes

07/2021

Dec 18, 2020

Mar 29, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PRUDENT MAN ADVISORS, LLC

n/a

Asset manager

$31B

yes

n/a

CSM ADVISORS, LLC

n/a

Institutional manager

$12B

yes

n/a

SNOWDEN CAPITAL ADVISORS LLC

n/a

Bd affiliated wealth

$8.9B

yes

n/a

GENEVA CAPITAL MANAGEMENT LLC

n/a

Other adviser

$5.6B

yes

n/a

NORTH SQUARE INVESTMENTS, LLC

n/a

Asset manager

$3.2B

yes

n/a

ESTANCIA CAPITAL MANAGEMENT, LLC

n/a

Asset manager

$908M

yes

n/a

SAPIENCE INVESTMENTS, LLC

n/a

Former SEC adviser

$185M

yes

n/a

ABEL NOSER SOLUTIONS, LLC

n/a

Former SEC adviser

n/a

yes

n/a

ABEL NOSER, LLC.

n/a

State registered

n/a

yes

n/a

ESTANCIA GP II, LP

n/a

yes

n/a

ESTANCIA GP, LLC

n/a

yes

n/a

PMA SECURITIES, LLC

n/a

yes

n/a

SNOWDEN ACCOUNT SERVICES LLC

n/a

yes

n/a

SNOWDEN INSURANCE SERVICES LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 29, 2024

$703M

n/a

2022

Mar 31, 2023

$680M

n/a

2021

Mar 28, 2022

$782M

n/a

2020

Mar 30, 2021

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$703M

$680M

3.3%

n/a