DFX Intelligence

S•••• J•••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor31 years in industry

S•••• J•••• P••••••

Advisor at C•• F••••••• I•••

BROADVIEW HEIGHTS, OH

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Search this name across graphsid dfx:ria:dadf693b-d093-cb53-dbd6-f6168a136975

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 8, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•• F••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Sep 24, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•• F••••••• I•••	State registered	Sep 8, 2011	n/a	yes	BROADVIEW HEIGHTS, OH	Current employment
B••••• C•••••• M••••••••• I•••	Mixed wealth	Jan 21, 2003	Sep 2, 2011	no	BRECKSVILLE, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••• C•••••• M••••••••• I•••	C•• F••••••• I•••	Sep 2, 2011	Sep 8, 2011	6	Firm change	Other
S•••••••• I••••••••• I•••	B••••• C•••••• M••••••••• I•••	Aug 28, 2003	Jan 21, 2003

Relationships

Registered with (3)

→ C•• F••••••• I•••Registered adviserregistration: current employment
Sep 8, 2011 to presentfactForm ADV
→ B••••• C•••••• M••••••••• I•••Registered adviserregistration: previous registration
Jan 21, 2003 to Sep 2, 2011factForm ADV
→ S•••••••• I••••••••• I•••Registered adviserregistration: previous registration
Jan 8, 2002 to Aug 28, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dadf693b-d093-cb53-dbd6-f6168a136975
First observed: Jan 8, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.