A••• W•

Advisor at M••••• S••••••

Redwood City, CA | Cupertino, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dae30a2f-fef2-afce-9427-ad78054ad6ad

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 19, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jul 30, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Nov 9, 2010	n/a	yes	Cupertino, CA\|Redwood City, CA	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Jan 1, 2010	Nov 12, 2010	no	SAN FRANCISCO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	M••••• S••••••	Nov 12, 2010	Nov 9, 2010	-3	Firm change	Wirehouse to wirehouse
U•• I••••••••• I•••	U•• F•••••••• S••••••• I•••	Jan 1, 2010	Jan 1, 2010

Relationships

Registered with (4)

→ M••••• S••••••Registered adviserregistration: current employment
Nov 9, 2010 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Jan 1, 2010 to Nov 12, 2010factForm ADV
→ U•• I••••••••• I•••Registered adviserregistration: previous registration
Jun 14, 2002 to Jan 1, 2010factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dae30a2f-fef2-afce-9427-ad78054ad6ad
First observed: Nov 19, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.