DFX Intelligence

J•••• P•••••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

J•••• P•••••• M••••

Advisor at C••••••• A•••• M••••••••• L••

ANN ARBOR, MI | FARMINGTON HILLS, MI

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Search this name across graphsid dfx:ria:daed862a-7718-832b-78c8-fc3b42d11dd4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 18, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• A•••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 22, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• A•••• M••••••••• L••	Bd affiliated wealth	Nov 25, 2013	n/a	yes	FARMINGTON HILLS, MI\|ANN ARBOR, MI	Current employment
N•••••••• F•••••••• P•••••••• I•••	Former SEC adviser	Aug 18, 2010	Nov 15, 2013	no	ROCHESTER, MI\|FARMINGTON HILLS, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••••• F•••••••• P•••••••• I•••	C••••••• A•••• M••••••••• L••	Nov 15, 2013	Nov 25, 2013	10	Firm change	Other

Relationships

Registered with (2)

→ C••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Nov 25, 2013 to presentfactForm ADV
→ N•••••••• F•••••••• P•••••••• I•••Registered adviserregistration: previous registration
Aug 18, 2010 to Nov 15, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:daed862a-7718-832b-78c8-fc3b42d11dd4
First observed: Aug 18, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.