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Advisor at PENOBSCOT INVESTMENT MANAGEMENT COMPANY, INC.
BOSTON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PENOBSCOT INVESTMENT MANAGEMENT COMPANY, INC. | Independent wealth | Jun 5, 2023 | n/a | yes | BOSTON, MA | Current employment |
| PEOPLE'S UNITED ADVISORS, INC. | Former SEC adviser | Apr 5, 2018 | Dec 31, 2022 | no | Hartford, CT | Previous registration |
| PEOPLE'S SECURITIES, INC. | Former SEC adviser | Nov 21, 2017 | Mar 31, 2020 | no | HARTFORD, CT|BRIDGEPORT, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PEOPLE'S UNITED ADVISORS, INC. | PENOBSCOT INVESTMENT MANAGEMENT COMPANY, INC. | Dec 31, 2022 | Jun 5, 2023 | 156 | Firm change | RIA to RIA |
| PEOPLE'S SECURITIES, INC. | PEOPLE'S UNITED ADVISORS, INC. | Mar 31, 2020 | Apr 5, 2018 | -726 | Bulk transfer | Other |