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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

PENOBSCOT INVESTMENT MANAGEMENT COMPANY, INC.

CRD 105060

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f823dad0-d7e6-eb5e-c79a-dedd4b48b009

Data as of May 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 5
On other graphs: 0
Observed: Mar 30, 2012 to May 18, 2026
45 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.9 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.6BItem 5.F on the latest filing (2026-05-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.6B
Private client RAUM: $1.5BderivedItem 5.D individuals plus high net worth individuals
Private client share: 90%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $204Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 14
Advisory employees: 8
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 845
Individual clients: 231
High net worth clients: 317
Custody, client assets: $1.1B
SEC number: 801-31820
CRD: 105060
Filings on the tape: 45
First filed: Mar 30, 2012
Latest filed: May 18, 2026
Organised: Corporation, MA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DOUGLAS EDWARD HART	n/a	BOSTON, MA	17	38	1	no
EUGENE HOWARD CLAPP	n/a	BOSTON, MA	17	38	1	no
JONATHAN REID PHILLIPS	n/a	BOSTON, MA	17	24	1	no
DANIEL BAILEY FORD	n/a	BOSTON, MA	16	17	n/a	no
CHARLES FAIRWEATHER KANE	n/a	BOSTON, MA	14	45	2	no
COLLEEN BARRY MAC PHERSON	Chartered Financial Analyst	BOSTON, MA	10	12	n/a	no
CHRISTOPHER ALCORN CHILDS	Chartered Financial Analyst	BOSTON, MA	3	12	2	no
EUGENE H CLAPP	n/a	BOSTON, MA	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Childs, Christopher, Alcorn	Director	Na	yes	05/2026	May 18, 2026	May 18, 2026
CLAPP, EUGENE, HOWARD	DIRECTOR & TREASURER	C	yes	02/2019	May 18, 2026	May 18, 2026
FORD, DANIEL, BAILEY	PRESIDENT & DIRECTOR	B	yes	02/2019	May 18, 2026	May 18, 2026
HART, DOUGLAS, EDWARD	DIRECTOR & SECRETARY	C	yes	02/2019	May 18, 2026	May 18, 2026
MACPHERSON, COLLEEN, COONEY	Director	A	yes	01/2023	May 18, 2026	May 18, 2026
NICHOLSON, KRISTIN, ELIZABETH	CHIEF COMPLIANCE OFFICER	Na	yes	03/2025	May 18, 2026	May 18, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 23, 2026	$1.6B	$1.6B	14	8	0	n/a	n/a
2024	Mar 26, 2025	$1.4B	$1.4B	14	7	0	n/a	n/a
2023	Mar 20, 2024	$1.0B	$902M	15	7	0	n/a	n/a
2022	Mar 27, 2023	$693M	$569M	14	7	0	n/a	n/a
2021	Mar 22, 2022	$854M	$681M	13	7	0	n/a	n/a
2020	Mar 22, 2021	$717M	$575M	12	7	0	n/a	n/a
2019	Mar 17, 2020	$653M	$518M	13	7	0	n/a	n/a
2018	Mar 22, 2019	$533M	$416M	13	7	1	n/a	n/a
2017	Mar 21, 2018	$560M	$552M	12	6	1	n/a	n/a
2016	Mar 17, 2017	$369M	$362M	11	6	n/a	n/a	n/a
2015	Mar 15, 2016	$412M	$396M	10	5	n/a	n/a	n/a
2014	Mar 19, 2015	$413M	$396M	10	6	n/a	n/a	n/a
2013	Mar 28, 2014	$362M	$344M	9	6	n/a	n/a	n/a
2012	Mar 28, 2013	$292M	$277M	9	6	n/a	n/a	n/a
2011	Mar 30, 2012	$273M	$259M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.6B	$1.4B	17.6%	$693M	33.1%	14	14	0	0

Relationships

Registered with (12)

← EUGENE H CLAPPAdvisorregistration: current employment
Jan 13, 2026 to presentfactForm ADV
← CHRISTOPHER ALCORN CHILDSAdvisorregistration: current employment
Jun 5, 2023 to presentfactForm ADV
← COLLEEN BARRY MAC PHERSONAdvisorregistration: current employment
Aug 22, 2016 to presentfactForm ADV
← CHARLES FAIRWEATHER KANEAdvisorregistration: current employment
Apr 9, 2012 to presentfactForm ADV
← DANIEL BAILEY FORDAdvisorregistration: current employment
Dec 4, 2009 to presentfactForm ADV
← EUGENE HOWARD CLAPPAdvisorregistration: previous registration
Apr 14, 1994 to Dec 31, 2007factForm ADV
← JONATHAN REID PHILLIPSAdvisorregistration: previous registration
Aug 21, 2002 to Dec 31, 2007factForm ADV
← DOUGLAS EDWARD HARTAdvisorregistration: previous registration
Apr 14, 1994 to Dec 31, 2007factForm ADV
← JOHN THOMAS LIGGETAdvisorregistration: previous registration
Sep 12, 2019 to Jul 17, 2023factForm ADV
← DAVID JOHN COSTIGANAdvisorregistration: previous registration
Sep 11, 2017 to May 2, 2018factForm ADV
← MARYELIZABETH CONLON-KESSEAdvisorregistration: previous registration
Feb 1, 2011 to Mar 14, 2016factForm ADV
← DWIGHT LATHAM DAVENPORTAdvisorregistration: previous registration
Sep 19, 2008 to Oct 14, 2010factForm ADV

Controls (4)

← HART, DOUGLAS, EDWARDOwnerDIRECTOR, SECRETARY & CHIEF COMPLIANCE OFFICER, ownership code C, individual
Mar 30, 2012 to Oct 8, 2024factForm ADV
← CLAPP, EUGENE, HOWARDOwnerDIRECTOR & TREASURER, ownership code C, individual
Mar 30, 2012 to Oct 8, 2024factForm ADV
← FORD, DANIEL, BAILEYOwnerPRESIDENT & DIRECTOR, ownership code B, individual
Jun 7, 2017 to Oct 8, 2024factForm ADV
← MACPHERSON, COLLEEN, COONEYOwnerDIRECTOR, ownership code A, individual
Apr 12, 2023 to Oct 8, 2024factForm ADV

Dated events

Occurred
Mar 26, 2025
Regulatory AUM changed
Penobscot Investment Management Company, Inc. reported RAUM $1.4B, up 33% from $1.0B (2024-10-08 to 2025-03-26)
Form ADVobserved 4 days ago
$341M
Occurred
Mar 20, 2024
Regulatory AUM changed
Penobscot Investment Management Company, Inc. reported RAUM $1.0B, up 51% from $693.2M (2023-08-02 to 2024-03-20)
Form ADVobserved 4 days ago
$356M
Occurred
Jul 17, 2023
Advisor changed firm
John Thomas Ligget left Penobscot Investment Management Company, Inc. for Corient (registered 2024-10-03)
Form ADVobserved 4 days ago
Occurred
Apr 12, 2023
Control person joined
Cooney Colleen Macpherson (Director) appeared on Schedule A of Penobscot Investment Management Company, Inc.
Form ADVobserved 4 days ago
Occurred
Mar 21, 2018
Regulatory AUM changed
Penobscot Investment Management Company, Inc. reported RAUM $559.8M, up 52% from $369.5M (2017-09-29 to 2018-03-21)
Form ADVobserved 4 days ago
$190M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f823dad0-d7e6-eb5e-c79a-dedd4b48b009
First observed: Mar 30, 2012
Last observed: May 18, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PENOBSCOT INVESTMENT MANAGEMENT COMPANY, INC.

CRD 105060

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f823dad0-d7e6-eb5e-c79a-dedd4b48b009

Data as of May 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:49 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DOUGLAS EDWARD HART

n/a

BOSTON, MA

EUGENE HOWARD CLAPP

n/a

BOSTON, MA

JONATHAN REID PHILLIPS

n/a

BOSTON, MA

DANIEL BAILEY FORD

n/a

BOSTON, MA

n/a

CHARLES FAIRWEATHER KANE

n/a

BOSTON, MA

COLLEEN BARRY MAC PHERSON

Chartered Financial Analyst

BOSTON, MA

n/a

CHRISTOPHER ALCORN CHILDS

Chartered Financial Analyst

BOSTON, MA

EUGENE H CLAPP

n/a

BOSTON, MA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Childs, Christopher, Alcorn

Director

yes

05/2026

May 18, 2026

CLAPP, EUGENE, HOWARD

DIRECTOR & TREASURER

yes

02/2019

May 18, 2026

FORD, DANIEL, BAILEY

PRESIDENT & DIRECTOR

yes

02/2019

May 18, 2026

HART, DOUGLAS, EDWARD

DIRECTOR & SECRETARY

yes

02/2019

May 18, 2026

MACPHERSON, COLLEEN, COONEY

Director

yes

01/2023

May 18, 2026

NICHOLSON, KRISTIN, ELIZABETH

CHIEF COMPLIANCE OFFICER

yes

03/2025

May 18, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 23, 2026

$1.6B

n/a

2024

Mar 26, 2025

$1.4B

n/a

2023

Mar 20, 2024

$1.0B

$902M

n/a

2022

Mar 27, 2023

$693M

$569M

n/a

2021

Mar 22, 2022

$854M

$681M

n/a

2020

Mar 22, 2021

$717M

$575M

n/a

2019

Mar 17, 2020

$653M

$518M

n/a

2018

Mar 22, 2019

$533M

$416M

n/a

2017

Mar 21, 2018

$560M

$552M

n/a

2016

Mar 17, 2017

$369M

$362M

n/a

2015

Mar 15, 2016

$412M

$396M

n/a

2014

Mar 19, 2015

$413M

$396M

n/a

2013

Mar 28, 2014

$362M

$344M

n/a

2012

Mar 28, 2013

$292M

$277M

n/a

2011

Mar 30, 2012

$273M

$259M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.6B

$1.4B

17.6%

$693M

33.1%