DFX Intelligence

M••• J•• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

M••• J•• W•••••••

Advisor at A•••• W••••• M••••••••• L••

Roseville, CA | OMAHA, NE

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Search this name across graphsid dfx:ria:daf01731-b31e-f94f-deea-3bf4122c9447

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 30, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 16, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• W••••• M••••••••• L••	Independent wealth	Jan 14, 2026	n/a	yes	OMAHA, NE\|Roseville, CA	Current employment
P••••••••• P•••• A•••••••	Former SEC adviser	Feb 21, 2019	Dec 31, 2025	no	ROSEVILLE, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••••• P•••• A•••••••	A•••• W••••• M••••••••• L••	Dec 31, 2025	Jan 14, 2026	14	Firm change	RIA to RIA
T• A••••••••• I••••••••• M••••••••• L••	P••••••••• P•••• A•••••••	Mar 6, 2019	Feb 21, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
291805:148674:CA:2025-12-31	Dec 31, 2025	Jan 14, 2026	ROSEVILLE, CA	Firm change

Relationships

Registered with (4)

→ A•••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jan 14, 2026 to presentfactForm ADV
→ P••••••••• P•••• A•••••••Registered adviserregistration: previous registration
Feb 21, 2019 to Dec 31, 2025factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Jun 9, 2016 to Mar 6, 2019factForm ADV
→ T• A••••••••• I•••

Dated events

Occurred
Dec 31, 2025
Advisor changed firm
M••• J•• W••••••• left P••••••••• P•••• A••••••• for A•••• W••••• M••••••••• L•• (registered 2026-01-14)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:daf01731-b31e-f94f-deea-3bf4122c9447
First observed: Mar 30, 2012
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.