DFX Intelligence

C••••••• D••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)25 years in industry

C••••••• D••• C•••••••

Advisor at L•• F•••••••• L••

GREENVILLE, SC

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Search this name across graphsid dfx:ria:daf31561-4f5b-0456-93b3-55024678ae19

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 31, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 17, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Aug 10, 2020	n/a	yes	GREENVILLE, SC	Current employment
I••••••••• A••••••• P•••••••• L••	Independent wealth	Feb 7, 2017	Apr 25, 2019	no	CHATTANOOGA, TN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• A••••••• P•••••••• L••	L•• F•••••••• L••	Apr 25, 2019	Aug 10, 2020	473	Firm change after gap	RIA to ibd
W•••• F•••• A•••••••	I••••••••• A••••••• P•••••••• L••	May 15, 2015	Sep 9, 2016

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 15, 2007 to Apr 23, 2014factForm ADV
→ I••••••••• A••••••• P•••••••• L••Registered adviserregistration: previous registration
Feb 7, 2017 to Apr 25, 2019factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
May 1, 2014 to May 15, 2015factForm ADV
→ N•• E•••••• S••••••••• C•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:daf31561-4f5b-0456-93b3-55024678ae19
First observed: Jan 31, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.