DFX Intelligence

E•••• B••••••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

E•••• B••••••• M••••

Advisor at N••••••• T•••• I••••••••• I•••••••••

East Greenwich, RI | CHICAGO, IL

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Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 3, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••• T•••• I••••••••• I•••••••••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Oct 31, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••• T•••• I••••••••• I•••••••••	Asset manager	Apr 26, 2016	n/a	yes	CHICAGO, IL\|East Greenwich, RI	Current employment
F••••••• D••••••••• C•••••• L••	n/a	Jul 7, 2004	Jan 28, 2008	no	SMITHFIELD, RI\|SMITHFIELD, RI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••• D••••••••• C•••••• L••	N••••••• T•••• I••••••••• I•••••••••	Jan 28, 2008	Apr 26, 2016	3,011	Firm change after gap	Other
A••••••••• F•••••••• S•••••••• L••	F••••••• D••••••••• C•••••• L••	Mar 17, 2004	Jul 7, 2004

Relationships

Registered with (3)

→ N••••••• T•••• I••••••••• I•••••••••Registered adviserregistration: current employment
Apr 26, 2016 to presentfactForm ADV
→ F••••••• D••••••••• C•••••• L••Registered adviserregistration: previous registration
Jul 7, 2004 to Jan 28, 2008factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Nov 3, 2003 to Mar 17, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 3, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.