DFX Intelligence

P•••• S•• B•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

P•••• S•• B•••••••••

Advisor at H••••• D•••• I•••••••••

LOGAN, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:db1500d9-40e2-f904-3eb6-a8351f3d3643

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 16, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••• D•••• I•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••• D•••• I•••••••••	Independent wealth	Jan 3, 2024	n/a	yes	LOGAN, UT	Current employment
P••••••• A••••••• S•••••••• I•••	Independent wealth	May 16, 2022	Jan 2, 2024	no	ENGLEWOOD, CO\|Providence, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• A••••••• S•••••••• I•••	H••••• D•••• I•••••••••	Jan 2, 2024	Jan 3, 2024	1	Firm change	RIA to RIA

Relationships

Registered with (2)

→ H••••• D•••• I•••••••••Registered adviserregistration: current employment
Jan 3, 2024 to presentfactForm ADV
→ P••••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
May 16, 2022 to Jan 2, 2024factForm ADV

Dated events

Occurred
Jan 2, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:db1500d9-40e2-f904-3eb6-a8351f3d3643
First observed: May 16, 2022
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.