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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

Ashley Beth Cluley

Advisor at MMA SECURITIES LLC

Anderson, SC | Boston, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:db17e511-3e92-0ab0-368e-59ba812f3f22

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jun 28, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MMA SECURITIES LLC
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jun 15, 2018
First registration: Jun 28, 2018
Dual registered: yes, broker-dealer
Other names: Ashley Beth Brown
IAPD individual key: 6977535

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MMA SECURITIES LLC	No RAUM reported	Feb 20, 2024	n/a	yes	Anderson, SC\|Boston, MA	Current employment
EMPOWER ADVISORY GROUP, LLC	Bd affiliated wealth	Apr 25, 2023	Jan 29, 2024	no	GREENWOOD VILLAGE, CO\|Anderson, SC	Previous registration
FOSTER VICTOR	Independent wealth	Jan 5, 2021	Feb 7, 2023	no	GREENVILLE, SC	Previous registration
BB&T INSTITUTIONAL INVESTMENT ADVISERS, INC.	Former SEC adviser	Jun 28, 2018	Dec 31, 2020	no	GREENVILLE, SC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EMPOWER ADVISORY GROUP, LLC	MMA SECURITIES LLC	Jan 29, 2024	Feb 20, 2024	22	Firm change	Other
FOSTER VICTOR	EMPOWER ADVISORY GROUP, LLC	Feb 7, 2023	Apr 25, 2023	77	Firm change	RIA to ibd
BB&T INSTITUTIONAL INVESTMENT ADVISERS, INC.	FOSTER VICTOR	Dec 31, 2020	Jan 5, 2021	5	Firm change	Other

Relationships

Registered with (4)

→ MMA SECURITIES LLCRegistered adviserregistration: current employment
Feb 20, 2024 to presentfactForm ADV
→ EMPOWER ADVISORY GROUP, LLCRegistered adviserregistration: previous registration
Apr 25, 2023 to Jan 29, 2024factForm ADV
→ FOSTER VICTORRegistered adviserregistration: previous registration
Jan 5, 2021 to Feb 7, 2023factForm ADV
→ BB&T INSTITUTIONAL INVESTMENT ADVISERS, INC.Registered adviserregistration: previous registration
Jun 28, 2018 to Dec 31, 2020factForm ADV

Dated events

Occurred
Jan 29, 2024
Advisor changed firm
Ashley Beth Cluley left Empower Advisory Group, Llc for Mma Securities Llc (registered 2024-02-20)
Form ADVobserved 4 days ago
Occurred
Feb 7, 2023
Advisor changed firm
Ashley Beth Cluley left Foster Victor for Empower Advisory Group, Llc (registered 2023-04-25)
Form ADVobserved 4 days ago