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Advisor at VIE INVEST, LLC
Houston, TX | HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VIE INVEST, LLC | State registered | Jun 13, 2016 | n/a | yes | HOUSTON, TX|Houston, TX | Current employment |
| VERE ASSET MANAGEMENT, INC. | Former SEC adviser | Feb 26, 2013 | Jun 28, 2016 | no | COLLIERVILLE, TN | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Aug 18, 2009 | Sep 9, 2011 | no | Houston, TX | Previous registration |
| STANFORD GROUP COMPANY | n/a | Mar 15, 2007 | Mar 30, 2009 | no | MEMPHIS, TN|HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VERE ASSET MANAGEMENT, INC. | VIE INVEST, LLC | Jun 28, 2016 | Jun 13, 2016 | -15 | Firm change | Other |
| MML INVESTORS SERVICES, LLC | VERE ASSET MANAGEMENT, INC. | Sep 9, 2011 | Feb 26, 2013 | 536 | Firm change after gap | Other |
| STANFORD GROUP COMPANY | MML INVESTORS SERVICES, LLC | Mar 30, 2009 | Aug 18, 2009 | 141 | Firm change | Other |