RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• H•••• M••••••••
- V•• I•••••• L•• state registered currentsince Jun 13, 2016 · Houston, Tx
- V••• A•••• M••••••••• I••• formerFeb 26, 2013 to Jun 28, 2016 · Collierville, Tn
- M•• I•••••••• S•••••••• L•• BD affiliatedAug 18, 2009 to Sep 9, 2011 · Houston, Tx
- S••••••• G•••• C•••••• unclassifiedMar 15, 2007 to Mar 30, 2009 · Memphis, Tn
- V••• A•••• M••••••••• I••• to V•• I•••••• L••left Jun 28, 2016, registered Jun 13, 2016 (-15 days) · Other
- M•• I•••••••• S•••••••• L•• to V••• A•••• M••••••••• I•••left Sep 9, 2011, registered Feb 26, 2013 (536 days) · Other
- S••••••• G•••• C•••••• to M•• I•••••••• S•••••••• L••left Mar 30, 2009, registered Aug 18, 2009 (141 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address