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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

FILIGREE ADVISORS

FILIGREE ADVISORS LLC, CRD 146284

LAKE OSWEGO, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:db24283e-62e4-0fb7-7e90-7190c9d2b5e2

Data as of Apr 6, 2015 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 9, 2012 to Apr 6, 2015
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $126MItem 5.F on the latest filing (2015-04-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $126M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 3
Accounts: 32
SEC number: 801-79253
CRD: 146284
Filings on the tape: 8
First filed: Feb 9, 2012
Latest filed: Apr 6, 2015
Organised: Limited Liability Company, Oregon

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DUDLEY, CHRIS, G.	Partner	C	yes	10/2008	Feb 9, 2012	Apr 6, 2015
GRAVES, GERALD, JAY	PRESIDENT, CHIEF COMPLIANCE OFFICER	D	yes	01/2008	Feb 9, 2012	Apr 6, 2015

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Jan 27, 2015	$126M	$126M	4	3	n/a	n/a	n/a
2013	Mar 26, 2014	$117M	$117M	4	3	n/a	n/a	n/a
2011	Feb 9, 2012	$68.0M	$68.0M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$126M	$117M	7.4%	$68.0M	22.7%	4	4	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SVB WEALTH	2	Feb 12, 2016	Feb 1, 2016	LAKE OSWEGO, OR	Team lift out	Other	100.0%

Relationships

Controls (2)

← GRAVES, GERALD, JAYOwnerPRESIDENT, CHIEF COMPLIANCE OFFICER, ownership code D, individual
Feb 9, 2012 to presentfactForm ADV
← DUDLEY, CHRIS, G.OwnerPARTNER, ownership code C, individual
Feb 9, 2012 to presentfactForm ADV

Registered with (2)

← GERALD JAY GRAVESAdvisorregistration: previous registration
Feb 24, 2009 to Feb 12, 2016factForm ADV
← CHRIS G. DUDLEYAdvisorregistration: previous registration
Dec 3, 2010 to Feb 12, 2016factForm ADV

Moved with (1)

→ SVB WEALTHRegistered adviser2 advisors, team lift out, same day
Feb 12, 2016 to Feb 1, 2016factForm ADV

Dated events

Occurred
Feb 19, 2014
First Form ADV filing
Filigree Advisors filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:db24283e-62e4-0fb7-7e90-7190c9d2b5e2
First observed: Feb 9, 2012
Last observed: Apr 6, 2015 139 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FILIGREE ADVISORS

FILIGREE ADVISORS LLC, CRD 146284

LAKE OSWEGO, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:db24283e-62e4-0fb7-7e90-7190c9d2b5e2

Data as of Apr 6, 2015 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:10 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DUDLEY, CHRIS, G.

Partner

yes

10/2008

Feb 9, 2012

Apr 6, 2015

GRAVES, GERALD, JAY

PRESIDENT, CHIEF COMPLIANCE OFFICER

yes

01/2008

Feb 9, 2012

Apr 6, 2015

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Jan 27, 2015

$126M

n/a

2013

Mar 26, 2014

$117M

n/a

2011

Feb 9, 2012

$68.0M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$126M

$117M

7.4%

$68.0M

22.7%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SVB WEALTH

Feb 12, 2016

Feb 1, 2016

LAKE OSWEGO, OR

Team lift out

Other

100.0%