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RIA / WealthAdvisor41 years in industry

GERALD JAY GRAVES

Advisor at FILIGREE WEALTH ADVISORS, LLC

Laguna Niguel, CA | IRVINE, CA

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Search this name across graphsid dfx:ria:7d232330-3a3f-04ef-ed99-2ab80747eb50

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: May 24, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FILIGREE WEALTH ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 6, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Sep 6, 1985
First registration: May 24, 2006
Dual registered: no
IAPD individual key: 1327639

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FILIGREE WEALTH ADVISORS, LLC	Independent wealth	Mar 8, 2022	n/a	yes	Laguna Niguel, CA\|IRVINE, CA	Current employment
CW ADVISORS, LLC	Independent wealth	Oct 21, 2020	May 16, 2022	no	COSTA MESA, CA\|BOSTON, MA	Previous registration
CONGRESS WEALTH MANAGEMENT LLC	Former SEC adviser	Jul 18, 2019	Dec 2, 2020	no	Laguna Niguel, CA\|BOSTON, MA	Previous registration
SVB WEALTH	Independent wealth	Feb 1, 2016	Jul 16, 2019	no	Beverly Hills, CA\|LAKE OSWEGO, OR	Previous registration
FILIGREE ADVISORS	Former SEC adviser	Feb 24, 2009	Feb 12, 2016	no	LAKE OSWEGO, OR	Previous registration
M FINANCIAL ASSET MANAGEMENT, INC.	Independent wealth	May 24, 2006	Jan 4, 2008	no	PORTLAND, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CW ADVISORS, LLC	FILIGREE WEALTH ADVISORS, LLC	May 16, 2022	Mar 8, 2022	-69	Firm change after gap	RIA to new firm
CONGRESS WEALTH MANAGEMENT LLC	CW ADVISORS, LLC	Dec 2, 2020	Oct 21, 2020	-42	Firm change after gap	RIA to new firm
SVB WEALTH	CONGRESS WEALTH MANAGEMENT LLC	Jul 16, 2019	Jul 18, 2019	2	Firm change	RIA to RIA
FILIGREE ADVISORS	SVB WEALTH	Feb 12, 2016	Feb 1, 2016	-11	Firm change	Other
M FINANCIAL ASSET MANAGEMENT, INC.	FILIGREE ADVISORS	Jan 4, 2008	Feb 24, 2009	417	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149446:310873:MA:2020-12-02	Dec 2, 2020	Oct 21, 2020	BOSTON, MA	Firm change after gap
146284:172832:OR:2016-02-12	Feb 12, 2016	Feb 1, 2016	LAKE OSWEGO, OR	Firm change

Relationships

Registered with (6)

→ FILIGREE WEALTH ADVISORS, LLCRegistered adviserregistration: current employment
Mar 8, 2022 to presentfactForm ADV
→ CW ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 21, 2020 to May 16, 2022factForm ADV
→ CONGRESS WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Jul 18, 2019 to Dec 2, 2020factForm ADV
→ SVB WEALTHRegistered adviserregistration: previous registration
Feb 1, 2016 to Jul 16, 2019factForm ADV
→ FILIGREE ADVISORSRegistered adviserregistration: previous registration
Feb 24, 2009 to Feb 12, 2016factForm ADV
→ M FINANCIAL ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
May 24, 2006 to Jan 4, 2008factForm ADV

Dated events

Occurred
May 16, 2022
Advisor changed firm
Gerald Jay Graves left Cw Advisors, Llc for Filigree Wealth Advisors, Llc (registered 2022-03-08)
Form ADVobserved 4 days ago