DFX Intelligence

D•••• P••• C•••••• M••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

D•••• P••• C•••••• M••••••••• L•

CRD 285324

NEW YORK, NY

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Search this name across graphsid dfx:ria:db242da3-eda4-d410-62a1-2762da6e1a60

Data as of Mar 27, 2019 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 3
On other graphs: 1
Observed: Dec 2, 2016 to Mar 27, 2019
7 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

D•••• P••• C•••••• M••••••••• L•

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.0B••• Locked
Discretionary RAUM: $1.0B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 11
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
D•••• P••• C••••• M••••• F••• L•	Hedge Fund	$1.0B	Mar 27, 2019	88	Feb 16, 2017	reported	021-277360

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••••• D••••• M••••••	FOUNDER/LIMITED PARTNER	C	yes	03/2016	Dec 2, 2016	Mar 27, 2019
D••••••• D••••• M••••••	MANAGING MEMBER	C	yes	03/2016	Dec 2, 2016	Mar 27, 2019

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
D•••• P••• G• I• L•	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 27, 2019

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$1.0B	$669M	52.5%	n/a	n/a	11	11	0	0

Relationships

Advises (1)

→ D•••• P••• C••••• M••••• F••• L•Private fundHedge Fund, IA
Feb 16, 2017 to presentfactForm ADV

Controls (3)

← D••••••• D••••• M••••••OwnerMANAGING MEMBER, ownership code C, individual
Dec 2, 2016 to presentfactForm ADV
← M•••••• D•••••••• T•••••OwnerMANAGING MEMBER, ownership code C, individual
Dec 2, 2016 to presentfactForm ADV
← G••••••• A•••••• F•••OwnerMANAGING MEMBER, ownership code C, individual

Dated events

Occurred
Mar 27, 2019
Regulatory AUM changed
D•••• P••• C•••••• M••••••••• L• reported RAUM $1.0B, up 53% from $668.7M (2018-11-08 to 2019-03-27)
Form ADVobserved 7 days ago
$351M
Occurred
Feb 8, 2018
Regulatory AUM changed
D•••• P••• C•••••• M••••••••• L• reported RAUM $668.7M, up 26% from $532.0M (2017-02-16 to 2018-02-08)
Form ADVobserved 7 days ago
$137M
Occurred
Dec 2, 2016
First Form ADV filing
D•••• P••• C•••••• M••••••••• L• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:db242da3-eda4-d410-62a1-2762da6e1a60
First observed: Dec 2, 2016
Last observed: Mar 27, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.