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Former SEC-registered adviser

D•••• P••• C•••••• M••••••••• L•

Former SEC-registered adviserNew York, New YorkCRD 285324SEC 801-108791IAPD
Latest filing Mar 27, 2019
First filing on the tape Dec 2, 2016 · 7 filings
RAUM
$1.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$1.0B gross assets
History
7 filings and snapshots on the tape
RAUM$1.0B as of Mar 27, 2019
Feb 16, 2017$532M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2019
Feb 16, 20170 then
Employees (5.A)11 as of Mar 27, 2019
Feb 16, 201711 then
Private funds1 as of Mar 27, 2019
Feb 16, 20171 then
RAUM +53% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2019; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$340MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+53%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$1.0B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      D•••• P••• C••••• M••••• F••• L•Hedge Fund$1.0B88Feb 16, 2017
      Owners and control persons
      Schedule A and B, latest filing
      • D••••••• D••••• M•••••• · Founder/Limited Partnercontrol
        since 03/2016 · owns 25% to 50%
      • G••••••• A•••••• F••• · Founder/Cco/Limited Partnercontrol
        since 03/2016 · owns 25% to 50%
      • M•••••• D•••••••• T••••• · Founder/Limited Partnercontrol
        since 03/2016 · owns 25% to 50%
      • D••••••• D••••• M•••••• · Managing Membercontrol
        since 03/2016 · owns 25% to 50% of D•••• P••• C•••••• G• L••
      • G••••••• A•••••• F••• · Managing Membercontrol
        since 03/2016 · owns 25% to 50% of D•••• P••• C•••••• G• L••
      • M•••••• D•••••••• T••••• · Managing Membercontrol
        since 03/2016 · owns 25% to 50% of D•••• P••• C•••••• G• L••
      Entity owners
      • D•••• P••• C•••••• G• L•• · General Partner
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      • D•••• P••• G• I• L•
        bankpooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 6 to 7
        Nov 8, 2018 to Mar 27, 2019
      • Discretionary RAUM · $669M to $1.0B
        Nov 8, 2018 to Mar 27, 2019
      • Pooled vehicle RAUM · $1.4B to $1.0B
        Nov 8, 2018 to Mar 27, 2019
      • RAUM · $669M to $1.0B
        Nov 8, 2018 to Mar 27, 2019
      • Pooled vehicle RAUM · $669M to $1.4B
        Feb 8, 2018 to Nov 2, 2018
      • Pooled vehicle clients · unset to 3.0
        Feb 16, 2017 to Feb 8, 2018
      • Assets in custody · 532000000.0 to unset
        Feb 16, 2017 to Feb 8, 2018
      • Custody of client assets · true to false
        Feb 16, 2017 to Feb 8, 2018
      • Other offices · unset to 0.0
        Feb 16, 2017 to Feb 8, 2018
      • Discretionary RAUM · $532M to $669M
        Feb 16, 2017 to Feb 8, 2018
      • Pooled vehicle RAUM · unset to 668749778.0
        Feb 16, 2017 to Feb 8, 2018
      • RAUM · $532M to $669M
        Feb 16, 2017 to Feb 8, 2018
      • Accounts · unset to 3.0
        Dec 22, 2016 to Feb 16, 2017
      • Advisory employees · 4 to 6
        Dec 22, 2016 to Feb 16, 2017
      • Assets in custody · unset to 532000000.0
        Dec 22, 2016 to Feb 16, 2017
      • Custody of client assets · false to true
        Dec 22, 2016 to Feb 16, 2017
      • Employees · 8 to 11
        Dec 22, 2016 to Feb 16, 2017
      • Private funds · unset to 1
        Dec 22, 2016 to Feb 16, 2017
      • Discretionary RAUM · unset to 532000000.0
        Dec 22, 2016 to Feb 16, 2017
      • Non-discretionary RAUM · unset to 0.0
        Dec 22, 2016 to Feb 16, 2017
      • RAUM · unset to 532000000.0
        Dec 22, 2016 to Feb 16, 2017
      Signals
      3 dated events
      • ••• Locked
        Mar 27, 2019 · RAUM change · derived
      • ••• Locked
        Feb 8, 2018 · RAUM change · derived
      • ••• Locked
        Dec 2, 2016 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026