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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

Amy M Leuma

Advisor at THE OAK RIDGE FINANCIAL SERVICES GROUP, INC

GOLDEN VALLEY, MN

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Search this name across graphsid dfx:ria:db260fc9-ad64-e43b-7ee1-421d5aa8ee60

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Jun 22, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THE OAK RIDGE FINANCIAL SERVICES GROUP, INC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 23, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Nov 23, 2009
First registration: Jun 22, 2016
Dual registered: yes, broker-dealer
Other names: AMY MARIE PRITCHARD|Amy M Leuma|Amy Marie Leuma|Amy Marie Pritchard|Amy Leuma
IAPD individual key: 4953940

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC	Independent wealth	Feb 12, 2026	n/a	yes	GOLDEN VALLEY, MN	Current employment
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Bd affiliated wealth	May 20, 2025	Dec 4, 2025	no	PLYMOUTH, MN\|ARDEN HILLS, MN	Previous registration
MORGAN STANLEY	Wirehouse	May 16, 2023	Oct 28, 2024	no	Minneapolis, MN	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Nov 16, 2022	Feb 15, 2023	no	Blaine, MN	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 22, 2016	Aug 19, 2022	no	MINNEAPOLIS, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	THE OAK RIDGE FINANCIAL SERVICES GROUP, INC	Dec 4, 2025	Feb 12, 2026	70	Firm change	Ibd to RIA
MORGAN STANLEY	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Oct 28, 2024	May 20, 2025	204	Firm change	Wirehouse to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	MORGAN STANLEY	Feb 15, 2023	May 16, 2023	90	Firm change	Ibd to wirehouse

Relationships

Registered with (4)

→ THE OAK RIDGE FINANCIAL SERVICES GROUP, INCRegistered adviserregistration: current employment
Feb 12, 2026 to presentfactForm ADV
→ WEALTH ENHANCEMENT ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
May 20, 2025 to Dec 4, 2025factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
May 16, 2023 to Oct 28, 2024factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Nov 16, 2022 to Feb 15, 2023factForm ADV

Dated events

Occurred
Dec 4, 2025
Advisor changed firm
Amy M Leuma left Wealth Enhancement Advisory Services, Llc for The Oak Ridge Financial Services Group, Inc (registered 2026-02-12)
Form ADVobserved 5 days ago
Occurred
Oct 28, 2024
Advisor changed firm
Amy M Leuma left Morgan Stanley for Wealth Enhancement Advisory Services, Llc (registered 2025-05-20)
Form ADVobserved 5 days ago
Occurred
Feb 15, 2023
Advisor changed firm
Amy M Leuma left Ameriprise Financial Services, Llc for Morgan Stanley (registered 2023-05-16)
Form ADVobserved 5 days ago