DFX Intelligence

Data Factory

J••• I•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)16 years in industry

J••• I•••••••

Advisor at P••••••••• S••••••••• C•••••••••

IRVINGTON, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:db2e3274-0c18-1b90-5472-096083be77df

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 17, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• S••••••••• C•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 13, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• S••••••••• C•••••••••	Independent wealth	Oct 11, 2022	n/a	yes	IRVINGTON, NY	Current employment
V•••• F•••••••• A•••••••• I•••	Bd affiliated wealth	Nov 4, 2021	Sep 29, 2022	no	BERKELEY HEIGHTS, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V•••• F•••••••• A•••••••• I•••	P••••••••• S••••••••• C•••••••••	Sep 29, 2022	Oct 11, 2022	12	Firm change	Ibd to RIA
C•••••••	V•••• F•••••••• A•••••••• I•••	Jun 28, 2021	Nov 4, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
140614:175112:MA:2021-05-18	May 18, 2021	Feb 26, 2021	WELLESLEY, MA	Firm change after gap

Relationships

Registered with (5)

→ P••••••••• S••••••••• C•••••••••Registered adviserregistration: current employment
Oct 11, 2022 to presentfactForm ADV
→ V•••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Nov 4, 2021 to Sep 29, 2022factForm ADV
→ C•••••••Registered adviserregistration: previous registration
Feb 26, 2021 to Jun 28, 2021factForm ADV
→ C•••••• R••••••••• G••••

Dated events

Occurred
Sep 29, 2022
Advisor changed firm
J••• I••••••• left V•••• F•••••••• A•••••••• I••• for P••••••••• S••••••••• C••••••••• (registered 2022-10-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:db2e3274-0c18-1b90-5472-096083be77df
First observed: Aug 17, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.