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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

KAMAL MALHIS

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Woodbridge, VA | McLean, VA

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Search this name across graphsid dfx:ria:db3e287b-8a1d-5695-ac61-3839d275635c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 13, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 11, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Sep 11, 2010
First registration: Sep 13, 2010
Dual registered: yes, broker-dealer
Other names: Kamal Malhis|KAMAL ASAD MALHIS
IAPD individual key: 5824652

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Mar 14, 2019	n/a	yes	McLean, VA\|Woodbridge, VA	Current employment
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Oct 26, 2016	Mar 13, 2019	no	Washington, DC\|Washington, DC\|CHICAGO, IL\|Washington, DC\|WASHINGTON, DC\|Gloucester, VA\|ARLINGTON, VA	Previous registration
OPPENHEIMER & CO. INC.	Bd affiliated wealth	Jul 8, 2013	Oct 18, 2016	no	WASHINGTON, DC	Previous registration
EDWARD JONES	National bd RIA	Sep 13, 2010	Jun 18, 2013	no	ST LOUIS, MO\|BROOKLYN, NY\|FREDERICKSBURG, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CITIGROUP GLOBAL MARKETS INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Mar 13, 2019	Mar 14, 2019	1	Firm change	Ibd to ibd
OPPENHEIMER & CO. INC.	CITIGROUP GLOBAL MARKETS INC.	Oct 18, 2016	Oct 26, 2016	8	Firm change	Other
EDWARD JONES	OPPENHEIMER & CO. INC.	Jun 18, 2013	Jul 8, 2013	20	Firm change	Other

Relationships

Registered with (4)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Mar 14, 2019 to presentfactForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Oct 26, 2016 to Mar 13, 2019factForm ADV
→ OPPENHEIMER & CO. INC.Registered adviserregistration: previous registration
Jul 8, 2013 to Oct 18, 2016factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Sep 13, 2010 to Jun 18, 2013factForm ADV

Dated events

No dated event names this entity yet.