DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
PENSACOLA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 25, 2021 | n/a | yes | PENSACOLA, FL | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Mar 21, 2016 | May 28, 2021 | no | PENSACOLA, FL | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Apr 7, 2016 | no | Pensacola, FL|MOBILE, AL|Newport Beach, CA|Bethesda, MD|Irvine, CA | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Jan 23, 2009 | Jun 1, 2009 | no | PENSACOLA, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 17, 2007 | Jan 28, 2009 | no | PENSACOLA, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | May 28, 2021 | May 25, 2021 | -3 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY | WELLS FARGO ADVISORS | Apr 7, 2016 | Mar 21, 2016 | -17 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY & CO. LLC | Jan 28, 2009 | Jan 23, 2009 | -5 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:7691:FL:2021-04-12 | May 28, 2021 | May 25, 2021 | PENSACOLA, FL | Firm change |