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Reading the graph
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Advisor at A••••• A•• P••••••• S•••••••
Baltimore, MD | BALTIMORE, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••• A•• P••••••• S••••••• | Bd affiliated wealth | Apr 23, 2024 | n/a | yes | Baltimore, MD|BALTIMORE, MD | Current employment |
| C•••••• S••••• • C••• I••• | National bd RIA | Jan 26, 2022 | Jan 10, 2024 | no |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••• S••••• • C••• I••• | A••••• A•• P••••••• S••••••• | Jan 10, 2024 | Apr 23, 2024 | 104 | Firm change | Ibd to ibd |
| T• A••••••••• I••••••••• M••••••••• L•• | C•••••• S••••• • C••• I••• | Sep 7, 2023 |
| Previous registration |
| T• A••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | Jan 5, 2021 | Sep 7, 2023 | no | Columbia, MD|Towson, MD|Baltimore, MD | Previous registration |
| T• A••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | May 8, 2017 | Dec 31, 2020 | no | Columbia, MD|Columbia, MD | Previous registration |
| T• A••••••••• I••• | Former SEC adviser | May 8, 2017 | Oct 14, 2022 | no | Potomac, MD|Columbia, MD|Charlotte, NC|Towson, MD|OMAHA, NE|Columbia, MD|Columbia, MD|OMAHA, NE|Towson, MD|Baltimore, MD | Previous registration |
| T• R••• P•••• A••••••• S•••••••• I••• | Bd affiliated wealth | Jul 31, 2003 | Apr 17, 2017 | no | GARDEN CITY, NY|TAMPA, FL|OWINGS MILLS, MD|MCLEAN, VA|WASHINGTON, DC | Previous registration |
| -589 |
| Bulk transfer |
| RIA to ibd |
| T• A••••••••• I••• | T• A••••••••• I••••••••• M••••••••• L•• | Oct 14, 2022 | Jan 5, 2021 | -647 | Bulk transfer | Other |
| T• A••••••••• I••••••••• M••••••••• L•• | T• A••••••••• I••• | Dec 31, 2020 | May 8, 2017 | -1,333 | Bulk transfer | Other |
| T• R••• P•••• A••••••• S•••••••• I••• | T• A••••••••• I••••••••• M••••••••• L•• | Apr 17, 2017 | May 8, 2017 | 21 | Firm change | Other |