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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

FAIRFAX GLOBAL MARKETS LLC

CRD 164741

MIDDLEBURG, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:db50a126-2510-184c-cb0d-ce0ddcc3bb7b

Data as of Dec 22, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 22, 2012 to Dec 22, 2020
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $92.4MItem 5.F on the latest filing (2020-12-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $92.4M
Private client RAUM: $36.0MderivedItem 5.D individuals plus high net worth individuals
Private client share: 39%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 1
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 367
Individual clients: 234
High net worth clients: 5
SEC number: 801-76856
CRD: 164741
Filings on the tape: 24
First filed: Jun 22, 2012
Latest filed: Dec 22, 2020
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AUFFENBURG, JAMES, ALBERT	DIRECT OWNER	D	yes	05/2012	Jun 22, 2012	Dec 22, 2020
DIETRICH, PAUL, GEORGE	CCO AND CEO	D	yes	02/2013	Jun 22, 2012	Dec 22, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FOXHALL CAPITAL MANAGEMENT, INC.	n/a	Former SEC adviser	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 26, 2020	$92.4M	$92.4M	6	1	1	n/a	n/a
2018	Mar 28, 2019	$58.5M	$58.5M	5	1	1	n/a	n/a
2017	Mar 29, 2018	$42.6M	$42.6M	5	1	1	n/a	n/a
2016	Mar 29, 2017	$26.8M	$26.8M	5	1	n/a	n/a	n/a
2015	Mar 28, 2016	$24.2M	$24.2M	5	1	n/a	n/a	n/a
2014	Mar 26, 2015	$28.7M	$28.7M	6	1	n/a	n/a	n/a
2013	Mar 31, 2014	$26.7M	$26.7M	7	1	n/a	n/a	n/a
2012	Mar 11, 2013	$15.8M	$15.8M	9	4	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$92.4M	$58.5M	57.9%	$26.8M	51.0%	6	5	1	1

Relationships

Affiliated with (2)

→ FOXHALL CAPITAL MANAGEMENT, INC.Registered adviserother investment adviser, common control
factForm ADV
← FOXHALL CAPITAL MANAGEMENT, INC.Registered adviserother investment adviser, common control
factForm ADV

Controls (2)

← DIETRICH, PAUL, GEORGEOwnerCCO AND CEO, ownership code D, individual
Jun 22, 2012 to presentfactForm ADV
← AUFFENBURG, JAMES, ALBERTOwnerDIRECT OWNER, ownership code D, individual
Jun 22, 2012 to presentfactForm ADV

Registered with (1)

← PAUL GEORGE DIETRICHAdvisorregistration: previous registration
Jan 2, 2013 to Mar 29, 2021factForm ADV

Dated events

Occurred
Jun 22, 2012
First Form ADV filing
Fairfax Global Markets Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:db50a126-2510-184c-cb0d-ce0ddcc3bb7b
First observed: Jun 22, 2012
Last observed: Dec 22, 2020 69 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FAIRFAX GLOBAL MARKETS LLC

CRD 164741

MIDDLEBURG, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:db50a126-2510-184c-cb0d-ce0ddcc3bb7b

Data as of Dec 22, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:25 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AUFFENBURG, JAMES, ALBERT

DIRECT OWNER

yes

05/2012

Jun 22, 2012

Dec 22, 2020

DIETRICH, PAUL, GEORGE

CCO AND CEO

yes

02/2013

Jun 22, 2012

Dec 22, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FOXHALL CAPITAL MANAGEMENT, INC.

n/a

Former SEC adviser

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Mar 26, 2020

$92.4M

n/a

2018

Mar 28, 2019

$58.5M

n/a

2017

Mar 29, 2018

$42.6M

n/a

2016

Mar 29, 2017

$26.8M

n/a

2015

Mar 28, 2016

$24.2M

n/a

2014

Mar 26, 2015

$28.7M

n/a

2013

Mar 31, 2014

$26.7M

n/a

2012

Mar 11, 2013

$15.8M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$92.4M

$58.5M

57.9%

$26.8M

51.0%