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CRD 104866
MIDDLEBURG, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| DIETRICH, PAUL, GEORGE | CHAIRMAN, PRESIDENT, CEO, CIO, CCO | Na | yes | 02/2013 | Nov 9, 2011 | Dec 22, 2020 |
| WATERSIDE CAPITAL CORPORATION | Owner | E | yes | 08/2012 | Mar 26, 2015 | Dec 22, 2020 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| FAIRFAX GLOBAL MARKETS LLC | n/a | Former SEC adviser | $92.4M | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2019 | Mar 26, 2020 | n/a | n/a | 5 | 1 | 1 | n/a | n/a |
| 2018 | Mar 28, 2019 | n/a | n/a | 5 | 1 | 1 | n/a | n/a |
| 2017 | Mar 29, 2018 | $2.1M | $2.1M | 5 | 1 | 1 | n/a | n/a |
| 2016 | Mar 30, 2017 | $2.1M | $2.1M | 5 | 1 | n/a | n/a | n/a |
| 2015 | Mar 28, 2016 | $2.7M | $2.7M | 5 | 1 | n/a | n/a | n/a |
| 2014 | Mar 26, 2015 | $4.7M | $4.7M | 6 | 1 | n/a | n/a | n/a |
| 2013 | Mar 31, 2014 | $5.0M | $5.0M | 7 | 1 | n/a | n/a | n/a |
| 2012 | Mar 25, 2013 | $27.6M | $27.6M | 9 | 4 | n/a | n/a | n/a |
| 2011 | Mar 28, 2012 | $224M | $224M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2019 | n/a | n/a | n/a | $2.1M | n/a | 5 | 5 | 1 | 1 |