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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ROSENBLUM SILVERMAN SUTTON SF INC

CRD 105774

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:db515372-711a-e3f2-23f7-b5b0de4f1df2

Data as of Feb 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 4
On other graphs: 0
Observed: Mar 30, 2012 to Feb 20, 2026
31 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $487MItem 5.F on the latest filing (2026-02-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $487M
Private client RAUM: $484MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $122Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 160
Individual clients: 52
High net worth clients: 107
Custody, client assets: $111M
SEC number: 801-21730
CIK: 918893
CRD: 105774
Filings on the tape: 31
First filed: Mar 30, 2012
Latest filed: Feb 20, 2026
Organised: Corporation, CA
Website: rssic.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOEL DANIEL STILWELL	n/a	SAN FRANCISCO, CA	3	13	n/a	no
CHARLES THOMSON ANGLE	Certified Financial Planner	SAN FRANCISCO, CA	1	13	3	no
Sherry Chan Karlsson	n/a	SAN FRANCISCO, CA	1	10	1	no
HOLGER NMN BERNDT	Chartered Financial Analyst	SAN FRANCISCO, CA	0	12	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BERNDT, HOLGER, NMN	PRESIDENT AND CHIEF INVESTMENT OFFICER	C	yes	08/2024	Aug 31, 2023	Dec 11, 2024
HUFF, PHILIP, ANTHONY	EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER	B	yes	08/2024	Aug 31, 2023	Dec 11, 2024
STILWELL, JOEL, DANIEL	EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER	C	yes	08/2024	Aug 31, 2023	Dec 11, 2024
SUTTON, PHYLLIS, ROSENBLUM	CHAIRPERSON EMERITA	D	no	08/2024	Mar 30, 2012	Dec 11, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 20, 2026	$487M	$487M	5	3	0	n/a	n/a
2024	Feb 28, 2025	$460M	$460M	5	2	0	n/a	n/a
2023	Feb 29, 2024	$382M	$382M	6	2	0	n/a	n/a
2022	Mar 31, 2023	$342M	$342M	6	2	0	n/a	n/a
2021	Mar 31, 2022	$521M	$521M	6	2	0	n/a	n/a
2020	Mar 29, 2021	$483M	$483M	6	2	0	n/a	n/a
2019	Mar 27, 2020	$361M	$360M	7	3	0	n/a	n/a
2018	Mar 29, 2019	$301M	$300M	7	3	0	n/a	n/a
2017	Mar 29, 2018	$358M	$357M	7	3	0	n/a	n/a
2016	Mar 28, 2017	$284M	$282M	7	3	n/a	n/a	n/a
2015	Mar 29, 2016	$292M	$290M	8	3	n/a	n/a	n/a
2014	Mar 30, 2015	$318M	$317M	7	3	n/a	n/a	n/a
2013	Apr 1, 2014	$291M	$290M	7	3	n/a	n/a	n/a
2012	Mar 27, 2013	$232M	$231M	7	3	n/a	n/a	n/a
2011	Mar 30, 2012	$206M	$205M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	2	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$487M	$460M	5.9%	$342M	12.5%	5	5	0	0

Relationships

Registered with (7)

← HOLGER NMN BERNDTAdvisorregistration: current employment
Sep 25, 2025 to presentfactForm ADV
← Sherry Chan KarlssonAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← CHARLES THOMSON ANGLEAdvisorregistration: current employment
Dec 11, 2024 to presentfactForm ADV
← JOEL DANIEL STILWELLAdvisorregistration: current employment
Jun 16, 2023 to presentfactForm ADV
← MARGARET ANN DOLANAdvisorregistration: previous registration
Dec 18, 2015 to May 3, 2021factForm ADV
← TOBI ANNE MASONAdvisorregistration: previous registration
May 2, 2018 to Jun 9, 2020factForm ADV
← MICHAEL WHITNEY STEPHENSAdvisorregistration: previous registration
Sep 1, 2015 to Oct 16, 2015factForm ADV

Controls (3)

← HUFF, PHILIP, ANTHONYOwnerEXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER, ownership code B, individual
Aug 31, 2023 to Dec 11, 2024factForm ADV
← BERNDT, HOLGER, NMNOwnerPRESIDENT AND CHIEF INVESTMENT OFFICER, ownership code C, individual
Aug 31, 2023 to Dec 11, 2024factForm ADV
← STILWELL, JOEL, DANIELOwnerEXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, ownership code C, individual
Aug 31, 2023 to Dec 11, 2024factForm ADV

Owns (1)

← SUTTON, PHYLLIS, ROSENBLUMOwnerCHAIRPERSON EMERITA, ownership code D, individual
Mar 30, 2012 to Dec 11, 2024factForm ADV

Dated events

Occurred
Mar 31, 2023
Regulatory AUM changed
Rosenblum Silverman Sutton Sf Inc reported RAUM $341.6M, down 34% from $521.1M (2022-06-29 to 2023-03-31)
Form ADVobserved 4 days ago
$-179M
Occurred
May 3, 2021
Control person left
Ann Margaret Dolan (Chief Compliance Officer) no longer on Schedule A of Rosenblum Silverman Sutton Sf Inc (listed 2021-03-29, absent 2021-05-03)
Form ADVobserved 4 days ago
Occurred
Mar 29, 2021
Regulatory AUM changed
Rosenblum Silverman Sutton Sf Inc reported RAUM $482.9M, up 34% from $361.2M (2020-06-24 to 2021-03-29)
Form ADVobserved 4 days ago
$122M
Occurred
Jul 24, 2018
Succession filed (Item 4)
Rosenblum Silverman Sutton Sf Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:db515372-711a-e3f2-23f7-b5b0de4f1df2
First observed: Mar 30, 2012
Last observed: Feb 20, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ROSENBLUM SILVERMAN SUTTON SF INC

CRD 105774

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:db515372-711a-e3f2-23f7-b5b0de4f1df2

Data as of Feb 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:44 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOEL DANIEL STILWELL

n/a

SAN FRANCISCO, CA

n/a

CHARLES THOMSON ANGLE

Certified Financial Planner

SAN FRANCISCO, CA

Sherry Chan Karlsson

n/a

SAN FRANCISCO, CA

HOLGER NMN BERNDT

Chartered Financial Analyst

SAN FRANCISCO, CA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BERNDT, HOLGER, NMN

PRESIDENT AND CHIEF INVESTMENT OFFICER

yes

08/2024

Aug 31, 2023

Dec 11, 2024

HUFF, PHILIP, ANTHONY

EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER

yes

08/2024

Aug 31, 2023

Dec 11, 2024

STILWELL, JOEL, DANIEL

EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER

yes

08/2024

Aug 31, 2023

Dec 11, 2024

SUTTON, PHYLLIS, ROSENBLUM

CHAIRPERSON EMERITA

08/2024

Mar 30, 2012

Dec 11, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 20, 2026

$487M

n/a

2024

Feb 28, 2025

$460M

n/a

2023

Feb 29, 2024

$382M

n/a

2022

Mar 31, 2023

$342M

n/a

2021

Mar 31, 2022

$521M

n/a

2020

Mar 29, 2021

$483M

n/a

2019

Mar 27, 2020

$361M

$360M

n/a

2018

Mar 29, 2019

$301M

$300M

n/a

2017

Mar 29, 2018

$358M

$357M

n/a

2016

Mar 28, 2017

$284M

$282M

n/a

2015

Mar 29, 2016

$292M

$290M

n/a

2014

Mar 30, 2015

$318M

$317M

n/a

2013

Apr 1, 2014

$291M

$290M

n/a

2012

Mar 27, 2013

$232M

$231M

n/a

2011

Mar 30, 2012

$206M

$205M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$487M

$460M

5.9%

$342M

12.5%