DFX Intelligence

C•••••• T•••••• A••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner13 years in industry

C•••••• T•••••• A••••

Advisor at R•••••••• S•••••••• S••••• S• I••

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c25bb873-0ac9-a79a-b0cb-89e60b715445

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Mar 14, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••••• S•••••••• S••••• S• I••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 12, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••••• S•••••••• S••••• S• I••	Independent wealth	Dec 11, 2024	n/a	yes	SAN FRANCISCO, CA	Current employment
C••••• P••••••• L••	Independent wealth	Oct 30, 2023	Aug 13, 2024	no	NEW YORK, NY\|SAN FRANCISCO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• P••••••• L••	R•••••••• S•••••••• S••••• S• I••	Aug 13, 2024	Dec 11, 2024	120	Firm change	RIA to RIA
S•••••••• L••	C••••• P••••••• L••	Sep 28, 2023	Oct 30, 2023

Relationships

Registered with (4)

→ R•••••••• S•••••••• S••••• S• I••Registered adviserregistration: current employment
Dec 11, 2024 to presentfactForm ADV
→ C••••• P••••••• L••Registered adviserregistration: previous registration
Oct 30, 2023 to Aug 13, 2024factForm ADV
→ S•••••••• L••Registered adviserregistration: previous registration
Jul 18, 2018 to Sep 28, 2023factForm ADV
→ B••••••• I••••••••• S•••••••• I••• •••••

Dated events

Occurred
Aug 13, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 28, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c25bb873-0ac9-a79a-b0cb-89e60b715445
First observed: Mar 14, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.