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Advisor at LPL FINANCIAL LLC
KAMAS, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 1, 2025 | n/a | yes | KAMAS, UT | Current employment |
| GROVE POINT ADVISORS, LLC | Former SEC adviser | Jun 9, 2021 | May 1, 2025 | no | Kamas, UT|ROCKVILLE, MD|ROCKVILLE, MD | Previous registration |
| H. BECK, INC. | Former SEC adviser | Nov 21, 2011 | Mar 19, 2021 | no | Rockville, MD|Kamas, UT|ROCKVILLE, MD | Previous registration |
| PACIFIC WEST FINANCIAL CONSULTANTS INC | Former SEC adviser | Jan 31, 2005 | Nov 22, 2011 | no | FAIRFAX, VA|RENTON, WA|ARLINGTON, VA | Previous registration |
| H. BECK, INC. | Former SEC adviser | May 4, 2000 | Jan 28, 2005 | no | ARLINGTON, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GROVE POINT ADVISORS, LLC | LPL FINANCIAL LLC | May 1, 2025 | May 1, 2025 | 0 | Bulk transfer | Ibd to ibd |
| H. BECK, INC. | GROVE POINT ADVISORS, LLC | Mar 19, 2021 | Jun 9, 2021 | 82 | Firm change | Ibd to ibd |
| PACIFIC WEST FINANCIAL CONSULTANTS INC | H. BECK, INC. | Nov 22, 2011 | Nov 21, 2011 | -1 | Firm change | Other |
| H. BECK, INC. | PACIFIC WEST FINANCIAL CONSULTANTS INC | Jan 28, 2005 | Jan 31, 2005 | 3 | Firm change | Other |