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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

WILLIAM BLAIR GOHEEN

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Cincinnati, OH

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Search this name across graphsid dfx:ria:db5f7b47-5192-26d5-9637-4cb421497b20

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 21, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 21, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66|S65
First exam: Aug 26, 2003
First registration: Aug 21, 2003
Dual registered: yes, broker-dealer
Other names: WILLIAM BLAIR GOHEEN
IAPD individual key: 4684665

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Mar 8, 2024	n/a	yes	Cincinnati, OH	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Mar 6, 2024	no	BOSTON, MA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	May 12, 2008	Jul 13, 2018	no	COVINGTON, KY	Previous registration
WADDELL & REED	Former SEC adviser	Aug 21, 2003	Jan 5, 2004	no	FT WRIGHT, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Mar 6, 2024	Mar 8, 2024	2	Firm change	Ibd to ibd
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm
WADDELL & REED	STRATEGIC ADVISERS LLC	Jan 5, 2004	May 12, 2008	1,589	Firm change after gap	Other

Relationships

Registered with (4)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Mar 8, 2024 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Mar 6, 2024factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
May 12, 2008 to Jul 13, 2018factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Aug 21, 2003 to Jan 5, 2004factForm ADV

Dated events

Occurred
Mar 6, 2024
Advisor changed firm
William Blair Goheen left Fidelity Personal And Workplace Advisors for Cambridge Investment Research Advisors, Inc. (registered 2024-03-08)
Form ADVobserved 6 days ago