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Registered advisor
W•••••• B•••• G•••••
Feed of 09/14/2026
Also filed as W•••••• B•••• G•••••
At current firm
2 y
since Mar 8, 2024
In the industry
23 y
since Aug 21, 2003 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Mar 8, 2024 · Cincinnati, Oh
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to Mar 6, 2024 · Boston, Ma
- S•••••••• A••••••• L•• national BDMay 12, 2008 to Jul 13, 2018 · Covington, Ky
- W•••••• • R••• formerAug 21, 2003 to Jan 5, 2004 · Ft Wright, Ky
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Mar 6, 2024, registered Mar 8, 2024 (2 days) · Affiliated broker-dealer or bank to another
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
- W•••••• • R••• to S•••••••• A••••••• L••left Jan 5, 2004, registered May 12, 2008 (1589 days) · Other
Signals
- W•••••• B•••• G••••• left F••••••• P••••••• A•• W•••••••• A••••••• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2024-03-08)Mar 6, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address