This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ADVISORS ASSET MANAGEMENT, INC.

Current firm class

mixed wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2014earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S65|S63

First exam

Oct 9, 2023

First registration

Oct 31, 2023

Dual registered

yes, broker-dealer

Other names

FEBREZIO VOLPE VON HOROSCH|Felipe Volpe Von Horoch|Fabrizio Volpe Von Horoch|Fabrizio Volpe

IAPD individual key

7825862

• Occurred

  Dec 16, 2025
  Advisor changed firm

  Fabrizio Volpe Von Horoch left Iq Capital Strategy Llc for Advisors Asset Management, Inc. (registered 2025-12-19)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:db622dd4-51a5-3b79-8b61-b226e15fae0f

First observed

Oct 31, 2023

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.