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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

CHRISTOPHER J CARVOTTA

Advisor at STRATEGIC ADVISERS LLC

BROOKFIELD, CT | DANBURY, CT

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Search this name across graphsid dfx:ria:db6a33a3-938e-e487-91b6-31fb73162c83

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 2, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 7, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 4
Exams: S66|S63
First exam: Jun 7, 2001
First registration: Mar 2, 2005
Dual registered: yes, broker-dealer
Other names: CHRISTOPHER CARVOTTA|CHRISTOPHER JOHN CARVOTTA
IAPD individual key: 4282587

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	BROOKFIELD, CT\|DANBURY, CT	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Mar 31, 2025	no	BOSTON, MA\|BROOKFIELD, CT\|MERRIMACK, NH	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Mar 19, 2010	Jul 13, 2018	no	STAMFORD, CT\|DANBURY, CT	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jun 19, 2008	Sep 10, 2008	no	SAN FRANCISCO, CA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jun 19, 2008	Sep 10, 2008	no	SAN FRANCISCO, CA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Mar 2, 2005	Jun 26, 2008	no	SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	STRATEGIC ADVISERS LLC	Sep 10, 2008	Mar 19, 2010	555	Firm change after gap	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Sep 10, 2008	Jun 19, 2008	-83	Channel change	Other
STRATEGIC ADVISERS LLC	TD AMERITRADE, INC.	Jun 26, 2008	Jun 19, 2008	-7	Firm change	Ibd to new firm

Relationships

Registered with (4)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Mar 19, 2010 to Jul 13, 2018factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Mar 31, 2025factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 19, 2008 to Sep 10, 2008factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jun 19, 2008 to Sep 10, 2008factForm ADV

Dated events

No dated event names this entity yet.