DFX Intelligence
Reading the graph
Reading the graph
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Advisor at P•••••••• F•••••••• A•••••••
PORTLAND, ME
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P•••••••• F•••••••• A••••••• | Independent wealth | Jan 30, 2017 | n/a | yes | PORTLAND, ME | Current employment |
| M•• A••••••• F•••••••• M••••••••• I••• | Former SEC adviser | Apr 16, 2014 | Jul 31, 2017 | no | PORTLAND, ME|PITTSBURGH, PA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•• A••••••• F•••••••• M••••••••• I••• | P•••••••• F•••••••• A••••••• | Jul 31, 2017 | Jan 30, 2017 | -182 | Firm change after gap | Other |
| V••• F•••••••• A•••••••• I••• | M•• A••••••• F•••••••• M••••••••• I••• | Apr 17, 2014 | Apr 16, 2014 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 109771:286211:PA:2017-07-31 | Jul 31, 2017 | Jan 30, 2017 | PITTSBURGH, PA | Firm change after gap |
| V••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Jan 3, 2011 | Apr 17, 2014 | no | BANGOR, ME|PORTLAND, ME | Previous registration |
| V••• F•••••••• P•••••••• L•• | Former SEC adviser | Aug 4, 2009 | Jan 3, 2011 | no | BANGOR, ME | Previous registration |
| -1 |
| Firm change |
| Other |
| V••• F•••••••• P•••••••• L•• | V••• F•••••••• A•••••••• I••• | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |