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M••• L•••• P••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

M••• L•••• P••••

Advisor at A••••• A•••••••

MADISON, WI | Dubuque, IA

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Search this name across graphsid dfx:ria:db7c9b25-d58a-dc37-cc53-433dc180214a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: May 12, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 29, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• A•••••••	I•••••••••_WEALTH	Aug 8, 2023	n/a	yes	MADISON, WI\|Dubuque, IA	Current employment
I••••••••• F•••••••• P•••••••	Bd affiliated wealth	Aug 16, 2019	Jul 31, 2023	no	Dubuque, IA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• F•••••••• P•••••••	A••••• A•••••••	Jul 31, 2023	Aug 8, 2023	8	Firm change	Ibd to RIA
W••••••• G••••• L••	I••••••••• F•••••••• P•••••••	Nov 1, 2019	Aug 16, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
42046:283330:IL:2016-04-28	May 11, 2016	Apr 28, 2016	NAPERVILLE, IL	Firm change

Relationships

Registered with (7)

→ A••••• A•••••••Registered adviserregistration: current employment
Aug 8, 2023 to presentfactForm ADV
→ I••••••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Aug 16, 2019 to Jul 31, 2023factForm ADV
→ W••••••• G••••• L••Registered adviserregistration: previous registration
Jun 2, 2017 to Nov 1, 2019factForm ADV
→ K••••• A••••••• S•••••••• L••

Dated events

Occurred
Jul 31, 2023
A•••••• firm change
M••• L•••• P•••• left I••••••••• F•••••••• P••••••• for A••••• A••••••• (registered 2023-08-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:db7c9b25-d58a-dc37-cc53-433dc180214a
First observed: May 12, 2001
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.