J••• W• J•

Advisor at F••••• S•••• A••••••• L••

ALHAMBRA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:db92d92d-d920-0623-8571-432af55f5e66

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Jun 23, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• S•••• A••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Sep 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• S•••• A••••••• L••	State registered	Jul 2, 2026	n/a	yes	ALHAMBRA, CA	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Sep 27, 2023	May 12, 2026	no	Pasadena, CA\|Santa Monica, CA\|Encino, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	F••••• S•••• A••••••• L••	May 12, 2026	Jul 2, 2026	51	Firm change	Ibd to state RIA
D••••• F•••••••• A•••••••• I•••	C•••••• S••••• • C••• I•••	Jul 26, 2023	Sep 27, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
8032:139764:CA:2022-10-03	Oct 3, 2022	Sep 28, 2022	MURRIETA, CA	Firm change

Relationships

Registered with (4)

→ F••••• S•••• A••••••• L••Registered adviserregistration: current employment
Jul 2, 2026 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Sep 27, 2023 to May 12, 2026factForm ADV
→ D••••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 28, 2022 to Jul 26, 2023factForm ADV
→ C••••••••• F•••••••• N••••••

Dated events

Occurred
May 12, 2026
Advisor changed firm
J••• W• J• left C•••••• S••••• • C••• I••• for F••••• S•••• A••••••• L•• (registered 2026-07-02)
Form ADVobserved 7 days ago
Occurred
Jul 26, 2023
Advisor changed firm
J••• W• J• left D••••• F•••••••• A•••••••• I••• for C•••••• S••••• • C••• I••• (registered 2023-09-27)
Form ADVobserved 7 days ago
Occurred
Oct 3, 2022
Advisor changed firm
J••• W• J• left C••••••••• F•••••••• N•••••• for D••••• F•••••••• A•••••••• I••• (registered 2022-09-28)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:db92d92d-d920-0623-8571-432af55f5e66
First observed: Jun 23, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.