DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J••• W• J•

F••••• S•••• A••••••• L••state registeredAlhambra, CaIA-onlyIAPD 7331103

Certified Financial Planner

Feed of 09/14/2026

Also filed as J••• Wu

At current firm

0 y

since Jul 2, 2026

In the industry

13 y

since Sep 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F••••• S•••• A••••••• L•• state registered current
since Jul 2, 2026 · Alhambra, Ca
C•••••• S••••• • C••• I••• national BD
Sep 27, 2023 to May 12, 2026 · Pasadena, Ca
D••••• F•••••••• A•••••••• I••• independent RIA
Sep 28, 2022 to Jul 26, 2023 · Murrieta, Ca
C••••••••• F•••••••• N•••••• national BD
Jun 23, 2021 to Oct 3, 2022 · Murrieta, Ca

Moves

a registration end followed by a registration begin elsewhere

C•••••• S••••• • C••• I••• to F••••• S•••• A••••••• L••
left May 12, 2026, registered Jul 2, 2026 (51 days) · Affiliated broker-dealer or bank to a state-registered adviser
D••••• F•••••••• A•••••••• I••• to C•••••• S••••• • C••• I•••
left Jul 26, 2023, registered Sep 27, 2023 (63 days) · RIA to affiliated broker-dealer or bank
C••••••••• F•••••••• N•••••• to D••••• F•••••••• A•••••••• I•••
left Oct 3, 2022, registered Sep 28, 2022 (-5 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team

Signals

J••• W• J• left C•••••• S••••• • C••• I••• for F••••• S•••• A••••••• L•• (registered 2026-07-02)
May 12, 2026 · Advisor changed firm · fact
J••• W• J• left D••••• F•••••••• A•••••••• I••• for C•••••• S••••• • C••• I••• (registered 2023-09-27)
Jul 26, 2023 · Advisor changed firm · fact
J••• W• J• left C••••••••• F•••••••• N•••••• for D••••• F•••••••• A•••••••• I••• (registered 2022-09-28)
Oct 3, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address