DFX Intelligence

Data Factory

W••••• C•••••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)11 years in industry

W••••• C•••••• K••••••

Advisor at W•••• F•••• A•••••••

JOHNS ISLAND, SC | CHARLESTON, SC | COLUMBIA, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:db93d8f8-caa0-51a7-6773-d7d1f8cc564c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 27, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Jul 10, 2024	n/a	yes	CHARLESTON, SC\|JOHNS ISLAND, SC\|COLUMBIA, SC\|CHARLESTON, SC\|CHARLESTON, SC	Current employment
J••••• M••••••••• S•••• L••	Bd affiliated wealth	Jul 7, 2022	Jul 11, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J••••• M••••••••• S•••• L••	W•••• F•••• A•••••••	Jul 11, 2024	Jul 10, 2024	-1	Firm change	Ibd to wirehouse
K••••• B••• C••••••• L••	J••••• M••••••••• S•••• L••	May 28, 2020

Relationships

Registered with (5)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Jul 10, 2024 to presentfactForm ADV
→ J••••• M••••••••• S•••• L••Registered adviserregistration: previous registration
Jul 7, 2022 to Jul 11, 2024factForm ADV
→ K••••• B••• C••••••• L••Registered adviserregistration: previous registration
Aug 15, 2019 to May 28, 2020factForm ADV
→ A•••••• W••••• M•••••••••Registered adviser

Dated events

Occurred
Jul 11, 2024
Advisor changed firm
W••••• C•••••• K•••••• left J••••• M••••••••• S•••• L•• for W•••• F•••• A••••••• (registered 2024-07-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:db93d8f8-caa0-51a7-6773-d7d1f8cc564c
First observed: Mar 27, 2017
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.