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RIA / WealthAdvisor21 years in industry

BRADLEY DAVID KLEINFELTER

Advisor at BLACK OAK WEALTH MANAGEMENT, LLC

PHOENIXVILLE, PA

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Search this name across graphsid dfx:ria:db98ee84-8687-19b7-baec-1113397b7947

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 19, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BLACK OAK WEALTH MANAGEMENT, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 8, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Aug 8, 2005
First registration: Sep 19, 2005
Dual registered: no
IAPD individual key: 4966737

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BLACK OAK WEALTH MANAGEMENT, LLC	State registered	Mar 19, 2009	n/a	yes	PHOENIXVILLE, PA	Current employment
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Aug 30, 2006	Mar 2, 2009	no	KING OF PRUSSIA, PA\|RADNOR, PA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Aug 30, 2006	Mar 2, 2009	no	Radnor, PA	Previous registration
MORGAN STANLEY DW INC.	n/a	Sep 19, 2005	Mar 6, 2006	no	JENKINTOWN, PA\|JENKINTOWN, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	BLACK OAK WEALTH MANAGEMENT, LLC	Mar 2, 2009	Mar 19, 2009	17	Firm change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Mar 2, 2009	Aug 30, 2006	-915	Channel change	Other
MORGAN STANLEY DW INC.	TD AMERITRADE, INC.	Mar 6, 2006	Aug 30, 2006	177	Firm change	Other

Relationships

Registered with (4)

→ BLACK OAK WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Mar 19, 2009 to presentfactForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 30, 2006 to Mar 2, 2009factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Aug 30, 2006 to Mar 2, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Sep 19, 2005 to Mar 6, 2006factForm ADV

Dated events

No dated event names this entity yet.