DFX Intelligence

M•••••• M••••• W•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor37 years in industry

M•••••• M••••• W•••••••••

Advisor at S•••••• F•••••••• G••••• L•••••

Mayfield Heights, OH | AKRON, OH

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Search this name across graphsid dfx:ria:dba1b367-2297-b8bc-2958-6177774c34ce

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 19, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• F•••••••• G••••• L•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 31, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• F•••••••• G••••• L•••••	Independent wealth	Jan 12, 2022	n/a	yes	Mayfield Heights, OH\|AKRON, OH	Current employment
N•• F•••••••• P•••••••	Former SEC adviser	Dec 7, 1999	Nov 7, 2022	no	MAYFIELD HEIGHTS, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•• F•••••••• P•••••••	S•••••• F•••••••• G••••• L•••••	Nov 7, 2022	Jan 12, 2022	-299	Firm change after gap	RIA to RIA
O•••• W•••••• I•••	N•• F•••••••• P•••••••	Nov 5, 2009	Dec 7, 1999

Team moves

••• Locked

Team	Left	Joined	From	Kind
120086:117756:OH:2022-11-07	Nov 7, 2022	Jan 12, 2022	MAYFIELD HEIGHTS, OH	Firm change after gap

Relationships

Registered with (3)

→ S•••••• F•••••••• G••••• L•••••Registered adviserregistration: current employment
Jan 12, 2022 to presentfactForm ADV
→ N•• F•••••••• P•••••••Registered adviserregistration: previous registration
Dec 7, 1999 to Nov 7, 2022factForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Aug 19, 1999 to Nov 5, 2009factForm ADV

Dated events

Occurred
Nov 7, 2022
Advisor changed firm
M•••••• M••••• W••••••••• left N•• F•••••••• P••••••• for S•••••• F•••••••• G••••• L••••• (registered 2022-01-12)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dba1b367-2297-b8bc-2958-6177774c34ce
First observed: Aug 19, 1999
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.