T•••• D••• W•••

Advisor at W•••• I••••••••• A•••••••• L••

San Francisco, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dba4ac9b-6b78-9793-2a51-a007c9fe99e7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Apr 22, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• I••••••••• A•••••••• L••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Jul 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• I••••••••• A•••••••• L••	Other adviser	Nov 6, 2025	n/a	yes	San Francisco, CA	Current employment
N••••••••• I••••••••• A•••••••• L••	Bd affiliated wealth	Jan 26, 2024	Nov 7, 2025	no	COLUMBUS, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• I••••••••• A•••••••• L••	W•••• I••••••••• A•••••••• L••	Nov 7, 2025	Nov 6, 2025	-1	Firm change	Other
H•••• I••••••• A••••••• L••	N••••••••• I••••••••• A•••••••• L••	Aug 2, 2023	Jan 26, 2024

Relationships

Registered with (3)

→ W•••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Nov 6, 2025 to presentfactForm ADV
→ N••••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 26, 2024 to Nov 7, 2025factForm ADV
→ H•••• I••••••• A••••••• L••Registered adviserregistration: previous registration
Jul 13, 2020 to Aug 2, 2023factForm ADV

Dated events

Occurred
Nov 7, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Aug 2, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dba4ac9b-6b78-9793-2a51-a007c9fe99e7
First observed: Apr 22, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.