DFX Intelligence

T•••• L••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 1b 10b

T•••• L••• P•••••••• L••

CRD 299961

TAMPA, FL

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Search this name across graphsid dfx:ria:dba635e3-2e03-b851-fddd-43b8217b386e

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 55
Dated events: 18
On other graphs: 5
Observed: Mar 14, 2019 to Mar 31, 2026
16 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

T•••• L••• P•••••••• L••

Venture manager · shared crd

Independent Sponsorsidentity

T•••• L••• P•••••••• L••

Capital provider to sponsors · shared crd

Private Equityidentity

T•••• L••• P•••••••• L••

Private equity manager · shared crd

Private Creditidentity

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.3 institutional_share=0.0 related_bd=true related_bank=false bd_reps=1.0
Regulatory AUM: $6.0B••• Locked
Discretionary RAUM: $2.9B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 16

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
T•••• L••• P• A••••••••• Y•••• S••••••• F••• I• L•	Other Private Fund	$238M	Mar 29, 2024	12	Aug 13, 2021	reported	021-390119
T•••• L••• R• I••••••••• F••• I• L•	Real Estate Fund	$177M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F•••• C•••• W•	Partner	Na	yes	12/2023	Mar 29, 2024	Mar 29, 2024
F•••••••• R•••••• S••••••	Trustee	E	yes	05/2023	Mar 14, 2019	Mar 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
T•••• L••• O• R••••• S••••••• I• G•• L••	n/a	n/a	n/a	N	yes	n/a
T•••• L••• O• R••••• S••••••• I• G•• L••	n/a	n/a	n/a	N	yes	n/a
T•••• L••• O• S••• I• G•• L••

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$6.0B	$3.4B	78.1%	$2.2B	40.2%	16	15	0	0

Relationships

Advises (45)

→ T•••• L••• R• V•••••••• O••••• F••• I•• L•Private fundReal Estate Fund, IA
Aug 13, 2021 to presentfactForm ADV
→ T•••• L••• P• F••• I• L•Private fundOther Private Fund, IA
Mar 31, 2023 to presentfactForm ADV
→ T•••• L••• O• R••••• S••••••• F••• I•• L•Private fundPrivate Equity Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ T•••• L••• R• M••••••••• F••• V•• L•

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$2.6B
Occurred
Mar 29, 2024
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$1.0B
Occurred
Mar 29, 2024
Control person left
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 29, 2024
Control person joined

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dba635e3-2e03-b851-fddd-43b8217b386e
First observed: Mar 14, 2019
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.