DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
T•••• L••• P•••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Mar 14, 2019 · 16 filings
SEC status approved since Apr 11, 2019
RAUM
$6.0B
reported, Item 5.F
Discretionary
49%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
16
13 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
46
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$6.0B as of Mar 31, 2026
Mar 30, 2020$169M then
HNW client RAUM$0 as of Mar 31, 2026
Mar 30, 2020$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 30, 20200 then
Employees (5.A)16 as of Mar 31, 2026
Mar 30, 20209 then
Private funds46 as of Mar 31, 2026
Mar 30, 20206 then
RAUM +78% over the last fiscal year+40% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $113MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 49%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +78%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $1.2B, 15 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$4.2B70%
- Pooled investment vehicles$1.8B30%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 53reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.2B for 15 clientsreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.3 institutional_share=0.0 related_bd=true related_bank=false bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
45 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•••• L••• P• A••••••••• Y•••• S••••••• F••• I• L• | Other Private Fund | $238M | 12 | Aug 13, 2021 |
| T•••• L••• R• I••••••••• F••• I• L• | Real Estate Fund | $177M | 6 | Mar 31, 2023 |
| T•••• L••• R• M••••••••• F••• V• L• | Real Estate Fund | $79.3M | 15 | Mar 31, 2023 |
| T•••• L••• P• F••• I• L• | Other Private Fund | $74.7M | 8 | Mar 31, 2023 |
| T•••• L••• P• U• D•••••••• E••••• S••••••• F••• I• L• | Other Private Fund | $72.4M | 2 | Mar 31, 2022 |
| T•••• L••• R• M••••••••• F••• I•• L• | Real Estate Fund | $50.5M | 18 | Mar 31, 2022 |
| T•••• L••• O• R••••• S••••••• F••• I• L• | Private Equity Fund | $46.9M | 19 | Aug 13, 2021 |
| T•••• L••• R• M••••••••• F••• I• L• | Real Estate Fund | $46.5M | 13 | Mar 31, 2022 |
| T•••• L••• R• M••••••••• F••• V•• L• | Real Estate Fund | $45.0M | 12 | Mar 31, 2023 |
| T•••• L••• R• P• D••••••••• F••• I•• L• | Real Estate Fund | $43.5M | 3 | Mar 29, 2024 |
| T•••• L••• R• S••••• L••••• F••• I• L• | Real Estate Fund | $38.2M | 16 | Mar 30, 2020 |
| T•••• L••• P• E•• I• F•••• L•• | Other Private Fund | $33.5M | 9 | Mar 31, 2023 |
| T•••• L••• R• P• D••••••••• F••• I••• L• | Real Estate Fund | $33.2M | 6 | Aug 13, 2021 |
| T•••• L••• P• A••• V••• F•••• L•• | Other Private Fund | $29.4M | 9 | Mar 31, 2022 |
| T•••• L••• R• P• D••••••••• F••• I• L• | Real Estate Fund | $28.4M | 5 | Mar 30, 2020 |
| T•••• L••• R• P• D••••••••• F••• I•• L• | Real Estate Fund | $27.8M | 5 | Mar 31, 2021 |
| T•••• L••• P• N•••• F•••• L•• | Other Private Fund | $26.4M | 7 | Mar 31, 2023 |
| T•••• L••• R• V•••••••• O••••• F••• I••• L• | Real Estate Fund | $25.6M | 6 | Mar 31, 2023 |
| T•••• L••• R• S•• F••• I•• L• | Real Estate Fund | $25.6M | 16 | Mar 31, 2023 |
| T•••• L••• O• R••••• S••••••• F••• I•• L• | Private Equity Fund | $24.1M | 11 | Mar 31, 2022 |
| T•••• L••• R• S•• F••• I• L• | Real Estate Fund | $24.0M | 6 | Mar 31, 2022 |
| T•••• L••• R• V•••••••• O••••• F••• I•• L• | Real Estate Fund | $23.4M | 12 | Aug 13, 2021 |
| T•••• L••• P• F• I•• F•••• L•• | Other Private Fund | $22.0M | 7 | Mar 31, 2023 |
| T•••• L••• P• C••••••• F•••••• F••• I• L• | Private Equity Fund | $21.1M | 10 | Aug 13, 2021 |
| T•••• L••• R• M••••••••• F••• V•• L• | Real Estate Fund | $18.7M | 3 | Mar 29, 2024 |
| T•••• L••• P• M•••• F•••• L•• | Other Private Fund | $18.2M | 7 | Mar 31, 2022 |
| T•••• L••• P• V•••• F••••••••• F••• I•• L•• | Private Equity Fund | $15.2M | 2 | Mar 31, 2021 |
| T•••• L••• P• F••• I• L• | Private Equity Fund | $15.0M | 5 | Mar 29, 2024 |
| T•••• L••• V• F••• I• L• | Venture Capital Fund | $14.6M | 16 | Aug 13, 2021 |
| T•••• L••• P• C•••••••• F••• I• L• | Private Equity Fund | $14.4M | 5 | Mar 29, 2024 |
| T•••• L••• P• C••••• P•••••• C••••• O••••••••• I• F•••• L•• | Other Private Fund | $14.3M | 6 | Mar 31, 2021 |
| T•••• L••• P• C•• I• F•••• L•• | Other Private Fund | $13.6M | 6 | Aug 13, 2021 |
| T•••• L••• P• F••• I•• L• | Other Private Fund | $13.2M | 6 | Mar 29, 2024 |
| T•••• L••• P• V••••• R••••••• F•••• L•• | Other Private Fund | $13.0M | 4 | Mar 31, 2021 |
| T•••• L••• P• F•••• L•• | Other Private Fund | $12.0M | 5 | Aug 13, 2021 |
| T•••• L••• P• V•••• D••••••••• F•••• L•• | Other Private Fund | $11.9M | 5 | Mar 31, 2021 |
| T•••• L••• V• F••• I•• L• | Venture Capital Fund | $9.5M | 10 | Mar 31, 2022 |
| T•••• L••• R• S••••••••• F••• I•• L• | Real Estate Fund | $9.1M | 11 | Mar 31, 2023 |
| T•••• L••• R• W•••••••• F•••• L• | Real Estate Fund | $8.5M | 15 | Aug 9, 2019 |
| T•••• L••• P• P•• F•••• L•• | Real Estate Fund | $6.8M | 7 | Aug 13, 2021 |
Owners and control persons
Schedule A and B, latest filing
- F•••• C•••• W• · Partnercontrolsince 12/2023 · owns less than 5%
- F•••••••• R•••••• S•••••• · Co-Founder & Managing Partnercontrolsince 07/2021 · owns less than 5%
- J••••• K••••••• P••• · Co-Founder & Managing Partnercontrolsince 07/2021 · owns less than 5%
- W•••••• K••••••••• S•••• · Chief Compliance Officercontrolsince 02/2024 · owns less than 5%
- F•••••••• R•••••• S•••••• · Trusteecontrolsince 05/2023 · owns 75% or more of R••••• S• F••••••• R•••••••• T••••
- J••••• K••••••• P••• · Membercontrolsince 05/2023 · owns 25% to 50% of T•••• L••• E••••••••• L••
- O•••••••• S••••••• M••••• · Principal & Chief S••••••• Officersince 07/2021 · owns less than 5%
Entity owners
- T•••• L••• H•••••••• L•• · Ownerdirect · owns 75% or more
- R••••• S• F••••••• R•••••••• T•••• · Memberindirect · owns 25% to 50% of T•••• L••• E••••••••• L••
- T•••• L••• E••••••••• L•• · Memberindirect · owns 50% to 75% of T•••• L••• H•••••••• L••
Related persons
Schedule D 7.A
- T•••• L••• O• R••••• S••••••• I• G•• L••pooled vehicle sponsorn
- T•••• L••• O• R••••• S••••••• I• G•• L••pooled vehicle sponsorn
- T•••• L••• O• S••• I• G•• L••pooled vehicle sponsorn
- T•••• L••• P• I• G•• L••pooled vehicle sponsorn
- T•••• L••• P• C••••••• F•••••• I• G•• L••pooled vehicle sponsorn
- T•••• L••• P• A••••••••• Y•••• S••••••• I• G•• L••pooled vehicle sponsorn
- T•••• L••• P• U• D•••••••• E••••• S••••••• I• G•• L••pooled vehicle sponsorn
- T•••• L••• R• 2•• S• M••••••• G•• L••pooled vehicle sponsorn
- T•••• L••• R• I••••••••• I• G•• L••pooled vehicle sponsorn
- T•••• L••• R• M••••••••• I• G•• L••pooled vehicle sponsorn
- T•••• L••• R• M••••••••• I•• G•• L••pooled vehicle sponsorn
- T•••• L••• R• M••••••••• I• G•• L••pooled vehicle sponsorn
- T•••• L••• R• M••••••••• V• G•• L••pooled vehicle sponsorn
- T•••• L••• R• M••••••••• V• G•• L••pooled vehicle sponsorn
- T•••• L••• R• P• D••••••••• I• G•• L••pooled vehicle sponsorn
- T•••• L••• R• P• D••••••••• I• G•• L••pooled vehicle sponsorn
- T•••• L••• R• P• D••••••••• I•• G•• L••pooled vehicle sponsorn
- T•••• L••• R• S••••••••• I• G•• L••pooled vehicle sponsorn
- T•••• L••• R• S••••••••• I• G•• L••pooled vehicle sponsorn
- T•••• L••• R• S••••• L••••• I• G•• L••pooled vehicle sponsorn
- T•••• L••• R• S•• I• G•• L••pooled vehicle sponsorn
- T•••• L••• R• S•• I• G•• L••pooled vehicle sponsorn
- T•••• L••• R• V•••• A•• O••••• I•• G•• L••pooled vehicle sponsorn
- T•••• L••• R• V•••••••• O••••• I• G•• L••pooled vehicle sponsorn
- T•••• L••• R• W•••••••• G•• L••pooled vehicle sponsorn
- T•••• L••• V• F••• I• G•• L••pooled vehicle sponsorn
- T•••• L••• V• I• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- discretionary share shiftChange between filings · filing Mar 31, 2026discretionary share of RAUM moved from 83.0% to 49.0% between the annual amendments of 2025-03-31 and 2026-03-31peers: other advisers, $5B to $20B (134)
- institutional asset share shiftChange between filings · filing Mar 31, 2026institutional share of RAUM moved from 49.0% to 70.0% between the annual amendments of 2025-03-31 and 2026-03-31peers: other advisers, $5B to $20B (134)
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $3,351,962,319 to $5,970,075,889 (+78.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +9.0% (119 comparable advisers, 97.0th percentile of changes)peers: other advisers, $5B to $20B (119) · 97% percentile
What changed
consecutive filings, newest first
- Advisory employees · 14 to 13Jan 30, 2026 to Mar 31, 2026
- BD registered reps · 2 to 1Jan 30, 2026 to Mar 31, 2026
- Pooled vehicle clients · 45 to 46Jan 30, 2026 to Mar 31, 2026
- Assets in custody · $1.1B to $1.2BJan 30, 2026 to Mar 31, 2026
- Employees · 15 to 16Jan 30, 2026 to Mar 31, 2026
- Private funds · 45 to 46Jan 30, 2026 to Mar 31, 2026
- Discretionary RAUM · $2.8B to $2.9BJan 30, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $562M to $3.1BJan 30, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $1.7B to $1.8BJan 30, 2026 to Mar 31, 2026
- RAUM · $3.4B to $6.0BJan 30, 2026 to Mar 31, 2026
- Accounts · 52 to 53Mar 29, 2024 to Mar 31, 2025
- Advisory employees · 11 to 14Mar 29, 2024 to Mar 31, 2025
- Pooled vehicle clients · 44 to 45Mar 29, 2024 to Mar 31, 2025
- Assets in custody · $1.1B to $1.1BMar 29, 2024 to Mar 31, 2025
- Employees · 16 to 15Mar 29, 2024 to Mar 31, 2025
- Financial planning clients · 1-10 to 1-10Mar 29, 2024 to Mar 31, 2025
- Private funds · 44 to 45Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $1.6B to $2.8BMar 29, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $1.6B to $562MMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $1.6B to $1.7BMar 29, 2024 to Mar 31, 2025
- RAUM · $3.2B to $3.4BMar 29, 2024 to Mar 31, 2025
- Accounts · 44 to 52Jul 24, 2023 to Mar 29, 2024
- Advisory activities · 7 to 5Jul 24, 2023 to Mar 29, 2024
- BD registered reps · 0 to 2Jul 24, 2023 to Mar 29, 2024
- Corporate clients · 7 to 8Jul 24, 2023 to Mar 29, 2024
- Pooled vehicle clients · 37 to 44Jul 24, 2023 to Mar 29, 2024
- Employees · 19 to 16Jul 24, 2023 to Mar 29, 2024
- Private funds · 38 to 44Jul 24, 2023 to Mar 29, 2024
- Discretionary RAUM · $1.9B to $1.6BJul 24, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $223M to $1.6BJul 24, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $1.0B to $1.6BJul 24, 2023 to Mar 29, 2024
- RAUM · $2.2B to $3.2BJul 24, 2023 to Mar 29, 2024
- Related broker-dealer · false to trueJul 24, 2023 to Mar 29, 2024
- Accounts · 36 to 44Dec 9, 2022 to Mar 31, 2023
- Advisory employees · 9 to 11Dec 9, 2022 to Mar 31, 2023
- Pooled vehicle clients · 29 to 37Dec 9, 2022 to Mar 31, 2023
- Assets in custody · $228M to $1.1BDec 9, 2022 to Mar 31, 2023
- Employees · 11 to 19Dec 9, 2022 to Mar 31, 2023
- Private funds · 29 to 38Dec 9, 2022 to Mar 31, 2023
- Discretionary RAUM · $1.0B to $1.9BDec 9, 2022 to Mar 31, 2023
Signals
18 dated events
- T•••• L••• P•••••••• L•• reported RAUM $6.0B, up 78% from $3.4B (2026-01-30 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- W Case Fell (Partner) appeared on Schedule A of T•••• L••• P•••••••• L••Mar 29, 2024 · Control person joined · fact
- Scott Kristopher Walker (Chief Compliance Officer) appeared on Schedule A of T•••• L••• P•••••••• L••Mar 29, 2024 · Control person joined · fact
- Nmn Suzanne Hickey (Chief Compliance Officer) no longer on Schedule A of T•••• L••• P•••••••• L•• (listed 2023-07-24, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- T•••• L••• P•••••••• L•• reported RAUM $3.2B, up 47% from $2.2B (2023-07-24 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- R••••• T••• W•••• (Manager, Member) no longer on Schedule A of T•••• L••• P•••••••• L•• (listed 2022-12-09, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- G••••• R••••• W•••• (Manager) no longer on Schedule A of T•••• L••• P•••••••• L•• (listed 2022-12-09, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Sue S•••• W••••• (Manager, Member) no longer on Schedule A of T•••• L••• P•••••••• L•• (listed 2022-12-09, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- T•••• L••• P•••••••• L•• reported RAUM $2.2B, up 111% from $1.0B (2022-12-09 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Sue K••• W••••••••• (Manager, Member) no longer on Schedule A of T•••• L••• P•••••••• L•• (listed 2022-12-09, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- T•••• L••• P•••••••• L•• reported RAUM $1.0B, up 76% from $582.9M (2021-08-13 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- J•••• S••••• G••••• (Chief Compliance Officer) no longer on Schedule A of T•••• L••• P•••••••• L•• (listed 2021-03-31, absent 2021-08-13)Aug 13, 2021 · Control person left · inference
- T•••• L••• P•••••••• L•• reported RAUM $582.9M, up 126% from $258.0M (2021-03-31 to 2021-08-13)Aug 13, 2021 · RAUM change · derived
- Nmn Suzanne Hickey (Chief Compliance Officer) appeared on Schedule A of T•••• L••• P•••••••• L••Aug 13, 2021 · Control person joined · fact
- G••••• R••••• W•••• (Manager) appeared on Schedule A of T•••• L••• P•••••••• L••Mar 31, 2021 · Control person joined · fact
- Sue S•••• W••••• (Manager) appeared on Schedule A of T•••• L••• P•••••••• L••Mar 31, 2021 · Control person joined · fact
- Sue K••• W••••••••• (Manager) appeared on Schedule A of T•••• L••• P•••••••• L••Mar 31, 2021 · Control person joined · fact
- T•••• L••• P•••••••• L•• filed its initial SEC registration (Form ADV)Mar 14, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- T•••• L••• P•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- T•••• L••• P•••••••• L•• · Private Equityshared crd · organization
- T•••• L••• P•••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- thirdlake.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (813) 497-8100reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
T•••• L••• P•••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…