DFX Intelligence
Reading the graph
Reading the graph
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Advisor at F•••••••• P•••••••• I•••
Nags Head, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F•••••••• P•••••••• I••• | State registered | Apr 11, 2025 | n/a | yes | Nags Head, NC | Current employment |
| F•••••••• P•••••••• I••• | n/a | Feb 15, 2012 | Nov 23, 2016 | no | NAGS HEAD, NC |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••••••• P•••••••• I••• | F•••••••• P•••••••• I••• | Nov 23, 2016 | Apr 11, 2025 | 3,061 | Firm change after gap | Other |
| P••• A••••• S••••••••• L•• | I•••••••• S••••••• C••••••• I••• | Jan 23, 2009 | Jan 29, 2009 |
| F•••••••• P•••••••• I••• | n/a | Jul 23, 2009 | Dec 31, 2011 | no | NAGS HEAD, NC | Previous registration |
| I•••••••• S••••••• C••••••• I••• | Former SEC adviser | Jan 29, 2009 | Jul 17, 2002 | no | EDENTON, NC|SUFFOLK, VA | Previous registration |
| P••• A••••• S••••••••• L•• | Bd affiliated wealth | Dec 2, 2008 | Jan 23, 2009 | no | EDENTON, NC|CHARLOTTE, NC | Previous registration |
| G••• G•••• • C••• L•• | n/a | Feb 26, 2007 | Nov 12, 2008 | no | EDENTON, NC|SEVEN LAKES, NC | Previous registration |
| T••••••••• F•••••••• A•••••••• L•• | Bd affiliated wealth | Jun 3, 2004 | Feb 2, 2007 | no | EDENTON, NC|RICHMOND, VA | Previous registration |
| 6 |
| Firm change |
| Other |
| G••• G•••• • C••• L•• | P••• A••••• S••••••••• L•• | Nov 12, 2008 | Dec 2, 2008 | 20 | Firm change | Other |
| T••••••••• F•••••••• A•••••••• L•• | G••• G•••• • C••• L•• | Feb 2, 2007 | Feb 26, 2007 | 24 | Firm change | Other |
| I•••••••• S••••••• C••••••• I••• | F•••••••• P•••••••• I••• | Jul 17, 2002 | Jul 23, 2009 | 2,563 | Firm change after gap | Other |