RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• D•••••• D••••
- F•••••••• P•••••••• I••• state registered currentsince Apr 11, 2025 · Nags Head, Nc
- F•••••••• P•••••••• I••• unclassifiedFeb 15, 2012 to Nov 23, 2016 · Nags Head, Nc
- F•••••••• P•••••••• I••• unclassifiedJul 23, 2009 to Dec 31, 2011 · Nags Head, Nc
- I•••••••• S••••••• C••••••• I••• formerJan 29, 2009 to Jul 17, 2002 · Edenton, Nc
- P••• A••••• S••••••••• L•• BD affiliatedDec 2, 2008 to Jan 23, 2009 · Edenton, Nc
- G••• G•••• • C••• L•• unclassifiedFeb 26, 2007 to Nov 12, 2008 · Edenton, Nc
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedJun 3, 2004 to Feb 2, 2007 · Edenton, Nc
- F•••••••• P•••••••• I••• to F•••••••• P•••••••• I•••left Nov 23, 2016, registered Apr 11, 2025 (3061 days) · Other
- P••• A••••• S••••••••• L•• to I•••••••• S••••••• C••••••• I•••left Jan 23, 2009, registered Jan 29, 2009 (6 days) · Other
- G••• G•••• • C••• L•• to P••• A••••• S••••••••• L••left Nov 12, 2008, registered Dec 2, 2008 (20 days) · Other
- T••••••••• F•••••••• A•••••••• L•• to G••• G•••• • C••• L••left Feb 2, 2007, registered Feb 26, 2007 (24 days) · Other
- I•••••••• S••••••• C••••••• I••• to F•••••••• P•••••••• I•••left Jul 17, 2002, registered Jul 23, 2009 (2563 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address