DFX Intelligence

I•••• S••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

I•••• S••••• S••••••

Advisor at M•••• A•••• M••••••••• I•••

HOUSTON, TX

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Search this name across graphsid dfx:ria:dbbda3d4-c133-8e5d-3131-e8ab37627569

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: May 5, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• A•••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• A•••• M••••••••• I•••	Independent wealth	Oct 21, 2025	n/a	yes	HOUSTON, TX	Current employment
J••• M••••• S••••••••• L••	Wirehouse	May 22, 2023	Sep 26, 2025	no	Houston, TX\|Houston, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	M•••• A•••• M••••••••• I•••	Sep 26, 2025	Oct 21, 2025	25	Firm change	Wirehouse to RIA
M•••• A•••• M••••••••• I•••	J••• M••••• S••••••••• L••	May 23, 2023	May 22, 2023

Relationships

Registered with (2)

→ M•••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
May 5, 2017 to May 23, 2023factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
May 22, 2023 to Sep 26, 2025factForm ADV

Dated events

Occurred
Sep 26, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 23, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dbbda3d4-c133-8e5d-3131-e8ab37627569
First observed: May 5, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.