RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
I•••• S••••• S••••••
- M•••• A•••• M••••••••• I••• independent RIA currentsince Oct 21, 2025 · Houston, Tx
- J••• M••••• S••••••••• L•• wirehouseMay 22, 2023 to Sep 26, 2025 · Houston, Tx
- M•••• A•••• M••••••••• I••• independent RIAMay 5, 2017 to May 23, 2023 · Houston, Tx
- J••• M••••• S••••••••• L•• to M•••• A•••• M••••••••• I•••left Sep 26, 2025, registered Oct 21, 2025 (25 days) · Wirehouse to independent RIA
- M•••• A•••• M••••••••• I••• to J••• M••••• S••••••••• L••left May 23, 2023, registered May 22, 2023 (-1 days) · RIA to wirehouse
- I•••• S••••• S•••••• left J••• M••••• S••••••••• L•• for M•••• A•••• M••••••••• I••• (registered 2025-10-21)Sep 26, 2025 · Advisor changed firm · fact
- I•••• S••••• S•••••• left M•••• A•••• M••••••••• I••• for J••• M••••• S••••••••• L•• (registered 2023-05-22)May 23, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address